Brian Lamone has been an investment adviser representative at United Advisors America since March 2018, and is not listed among the firm’s executive officers or direct owners.
United Advisors America Corporation is a Prosper, TX firm with $447M under management, 2,809 clients and 24 advisers in one office, as of its August 2026 filing.
Brian Lamone’s longest registration is the current one, 8 years at United Advisors America since 2018. Before joining United Advisors America in 2018, Brian Lamone was registered through Waddell & Reed and The ETF Store, Inc.
- United Advisors AmericaCurrent– present · 8 yearsKansas City, MO · Adviser representative · Firm CRD 147350
- Waddell & Reed– · 4 yearsManhattan, KS · Adviser representative · Firm CRD 866
- The ETF Store, Inc.– · 1 yearKansas City, MO · Adviser representative · Firm CRD 148229
- Northwestern Mutual Investment Services,llc– · under a yearKansas City, MO · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Brian Lamone is registered as an investment adviser representative in 3 states. The first approvals date from March 2018; the most recent is Iowa, in May 2024.
- IowaSince 21 May 2024
- KansasSince 20 May 2024
- MissouriSince 13 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 11 March 2014 |
| Series 66 | Uniform Combined State Law Examination | 14 November 2013 |
| Series 7 | General Securities Representative Examination | 29 October 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 September 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 September 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Brian C Lamone
- CRD
- 4786488
- Firm
- United Advisors America · CRD 147350
- Office
- 8051 N Denver Ave., #1203, Kansas City, MO 64119
- Registration
- Investment adviser registration
- In the industry since
- September 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Lamone work?
Brian Lamone is an investment adviser representative registered through United Advisors America Corporation since March 2018, and is not listed among the firm’s executive officers or direct owners.
Is Brian Lamone a financial advisor?
Yes. Brian Lamone has a current investment-adviser registration in Iowa, Kansas and Missouri, through United Advisors America since March 2018.
How many years of experience does Brian Lamone have?
Brian Lamone has 22 years in the financial industry, since September 2004, across 4 adviser firms.
What exams has Brian Lamone passed?
Brian Lamone has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 24. The earliest, the Series 6, was passed in September 2004. FINRA credited Brian Lamone with the SIE, which began in October 2018.
Where did Brian Lamone work before United Advisors America?
Before United Advisors America, Brian Lamone was registered through The ETF Store, Inc., December 2011 to October 2013; Northwestern Mutual Investment Services,llc, May 2011 to December 2011.
Where is Brian Lamone based?
Brian Lamone’s registered office is in Kansas City, MO.
Is Brian Lamone registered with FINRA?
No. Brian Lamone has no current broker registration.
How can I verify Brian Lamone’s record?
Search CRD 4786488 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Lamone’s full registration record.