Alan Carlson has been an investment adviser representative at United Advisors America since July 2019, and is not listed among the firm’s executive officers or direct owners.
United Advisors America Corporation is a Prosper, TX firm with $447M under management, 2,809 clients and 24 advisers in one office, as of its August 2026 filing.
Alan Carlson’s longest registration is the current one, 7 years at United Advisors America since 2019. Before joining United Advisors America in 2019, Alan Carlson was registered through U.S. Bancorp Investments, Inc.
- United Advisors AmericaCurrent– present · 7 yearsSt. Paul, MN · Adviser representative · Firm CRD 147350
- U.S. Bancorp Investments, Inc.– · 5 yearsSaint Paul, MN · Adviser representative · Firm CRD 17868
Investment adviser representative registrations
Alan Carlson is registered as an investment adviser representative in 2 states. The first approvals date from July 2019; the most recent is Wisconsin, in February 2026.
- MinnesotaSince 3 July 2019
- WisconsinSince 24 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 July 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 1996 |
| Series 7 | General Securities Representative Examination | 12 July 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alan Lloyd Carlson
- CRD
- 2754891
- Firm
- United Advisors America · CRD 147350
- Office
- St. Paul, MN
- Registration
- Investment adviser registration
- In the industry since
- December 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Alan Carlson work?
Alan Carlson is an investment adviser representative registered through United Advisors America Corporation since July 2019, and is not listed among the firm’s executive officers or direct owners.
Is Alan Carlson a financial advisor?
Yes. Alan Carlson has a current investment-adviser registration in Minnesota and Wisconsin, through United Advisors America since July 2019.
How many years of experience does Alan Carlson have?
Alan Carlson has 28 years in the financial industry, since December 1997, across 2 adviser firms.
What exams has Alan Carlson passed?
Alan Carlson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1996. FINRA credited Alan Carlson with the SIE, which began in October 2018.
Where did Alan Carlson work before United Advisors America?
Before United Advisors America, Alan Carlson was registered through U.S. Bancorp Investments, Inc., July 2013 to May 2019.
Where is Alan Carlson based?
Alan Carlson’s registered office is in St. Paul, MN.
Is Alan Carlson registered with FINRA?
No. Alan Carlson has no current broker registration.
How can I verify Alan Carlson’s record?
Search CRD 2754891 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Carlson’s full registration record.