Unique Wealth provides financial planning, portfolio management for individuals and small businesses, insurance, and retirement plan services.
Unique Wealth reports 846 clients. They include 531 individual clients, 276 high-net-worth individuals, and 27 pension and profit-sharing plans. Of its assets, 100.0% ($966M across 846 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 30% |
| High-net-worth individuals | 33% | 65% |
| Pension and profit-sharing plans | 3% | 3% |
| Corporations and other businesses | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 531 | $292M | 30.3% | $551K |
| High-net-worth individuals | 276 | $626M | 64.8% | $2.27M |
| Pension and profit-sharing plans | 27 | $29.5M | 3.1% | $1.09M |
| Corporations and other businesses | 12 | $18.2M | 1.9% | $1.52M |
| Total | 846 | $966M | 100% | $1.14M |
- Clients
- 531
- Regulatory AUM
- $292M
- AUM share
- 30.3%
- Avg. per client
- $551K
- Clients
- 276
- Regulatory AUM
- $626M
- AUM share
- 64.8%
- Avg. per client
- $2.27M
- Clients
- 27
- Regulatory AUM
- $29.5M
- AUM share
- 3.1%
- Avg. per client
- $1.09M
- Clients
- 12
- Regulatory AUM
- $18.2M
- AUM share
- 1.9%
- Avg. per client
- $1.52M
Total
- Clients
- 846
- Regulatory AUM
- $966M
- AUM share
- 100%
- Avg. per client
- $1.14M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Unique Wealth charges 0.45%–1.65% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$100K | 1.65% |
| $100K–$500K | 1.25% |
| $500K–$800K | 1.00% |
| $800K–$1M | 0.85% |
| $1M–$3.5M | 0.75% |
| $3.5M–$5M | 0.72% |
| $5M–$10M | 0.60% |
| $10M and above | 0.45% |
Fee details and sources
Other fees
- Financial Planning & Consulting Services
- Flat fees ranging from $2,500 to $25,000, negotiable depending on scope and complexity.
- Retirement Plan Services
- Negotiated with the plan sponsor case by case; currently 0.50% for 401k accounts, American Funds SIMPLE IRAs and American Funds 529s.
- Separate flat-rate account types
- Eaglebrook Digital Assets 0.90%, Fee Based Annuities 1.00%, Structured Notes, Treasuries, Cash Solutions and CDs 0.60%, Custom Bond Portfolios 0.75%, billed outside the fee schedule.
Uniquely Together Forever, LLC owns 50% to 75% of Unique Wealth and is in turn owned by Curtis Parry (75% or more). Curtis Parry is CEO; the leadership team includes Chief Compliance Officer Jessica Thayer. It has 15 employees, 12 of them in advisory roles.
Leadership
- Curtis ParryChief Executive Officer/Owner
- Jessica ThayerChief Compliance Officer/Owner
- John MosherOwner
- Jeffrey SieversOwner
Investment adviser representatives
14 representatives listed in the SEC register as of 9 October 2026.
Staff
- 15 employees
- 12 in advisory functions
- 13 state-registered reps
- 11 insurance agents
- 1 soliciting firm
- Owns 50% to 75% of Unique Wealth, LLC
Uniquely Together Forever, LLC
Control person · since March 2021
- Owns 75% or more of Uniquely Together Forever, LLC
Curtis Parry
Control person · since February 2021
- Owns 25% to 50% of Unique Wealth, LLC
JJLM 2021, LLC
Control person · since March 2021
- Owns 75% or more of JJLM 2021, LLC
John Mosher
Control person · since March 2021
- Owns 5% to 10% of Unique Wealth, LLC
Jessica Thayer
Control person · since May 2022
- Owns 5% to 10% of Unique Wealth, LLC
Jeffrey Sievers
since May 2022
Unique Wealth’s regulatory assets grew 2.0× from $481M (June 2021) to $966M (August 2026); clients rose from 433 to 846 and employees from 10 to 15.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $966M | 846 | 15 | 2 |
| June 2025 | $767M | 720 | 12 | 2 |
| July 2024 | $626M | 682 | 10 | 1 |
| June 2023 | $487M | 567 | 10 | 2 |
| June 2022 | $528M | 501 | 13 | 2 |
| June 2021 | $481M | 433 | 10 | 1 |
Besides its headquarters, Unique Wealth has 1 office, with 2 listed addresses in Florida.
Florida · 2 listed addresses
- 4830 W Kennedy BLVD, Ste 100, TampaHQ
- 311 Park Place BLVD N, Clearwater
Contact and registration details
- Legal name
- Unique Wealth, LLC
- Headquarters
- 4830 W Kennedy BLVD, Ste 100, Tampa, FL 33609
- Website
- uniquewealth.com
- Phone
- 813-816-2030
- @unique-wealth
- SEC file
- 801-120294
- Founded
- 2021
- Structure
- Delaware LLC
- Fiscal year end
- December
Unique Wealth uses Pershing ($896M) as custodian for its separately managed accounts. Unique Wealth has custody of $55.6M in client assets for 87 clients.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $896M100%
At year end, Unique Wealth’s separately managed accounts were mostly in funds (76%) and stocks (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $858M across 201 positions; the largest are iShares TR (13.2%), iShares TR (4.4%) and J P Morgan Exchange Traded F (4.4%).
What the accounts hold
- Stocks11%
- Funds76%
- Registered funds75%
- Pooled vehicles1%
- Bonds6%
- State and local bonds4%
- Investment grade corporate bonds2%
- Cash6%
- Other1%
- Structured notes1%
Reported 13F holdings
- $858M
- Reported 13F value
- 201
- Positions
- 44.2%
- In the 10 largest
- +18.6%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF13.2%
- iShares TR · MSCI Eafe ETF4.4%
- J P Morgan Exchange Traded F · Active Value ETF4.4%
- Blackrock ETF Trust · iShares US Equit4.0%
- iShares TR · Core US Aggbd ET3.8%
- Schwab Strategic TR · US Lcap GR ETF3.3%
- iShares TR · National Mun ETF2.9%
- Fidelity Covington Trust · Blue Chip Grwth2.9%
- Blackrock ETF Trust · Isha I IN TE ETF2.8%
- AB Active ETFS Inc. · Emerging Mkts OP2.6%
Together, the ten largest are 44.2% of reported value.
How many clients does Unique Wealth have?
Unique Wealth has 846 clients and manages $966 million for them, as of August 2026. They include 531 individual clients, 276 high-net-worth individuals, and 27 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026
What services does Unique Wealth offer?
Unique Wealth provides financial planning, portfolio management for individuals and small businesses, insurance, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Unique Wealth charge?
Unique Wealth charges 0.45%–1.65% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Unique Wealth use?
Unique Wealth’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $896M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 August 2026
How many financial advisors does Unique Wealth have?
Unique Wealth has 13 investment adviser representatives registered with state securities authorities, out of 15 employees, and 12 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Unique Wealth invest in?
At the end of its last fiscal year, Unique Wealth’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 6% cash and equivalents, 4% state and local bonds, 2% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Unique Wealth?
Unique Wealth is owned through holding companies by John Mosher and Curtis Parry. Its direct owners are Jessica Thayer (5% to 10%), Jeffrey Sievers (5% to 10%), Uniquely Together Forever, LLC (50% to 75%) and JJLM 2021, LLC (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 6 August 2026
How does Unique Wealth get paid?
Unique Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Unique Wealth?
Unique Wealth’s main office is at 4830 W Kennedy BLVD, Ste 100, Tampa, FL 33609. Its phone number is 813-816-2030. Its website is uniquewealth.com.