John Mosher has been Owner of Unique Wealth since March 2021, is a control person of the firm and directly owns under 5% of it.
Unique Wealth, LLC is a Tampa, FL firm with $966M under management, 846 clients and 12 advisers across 2 offices, as of its August 2026 filing.
- Unique Wealth, LLCCurrent– present · 5 yearsClearwater, FL · Adviser representative · Firm CRD 312462
Investment adviser representative registrations
John Mosher is registered as an investment adviser representative in 2 states. The first approvals date from March 2021; the most recent is Texas, in May 2022.
- FloridaSince 5 March 2021
- TexasSince 18 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 11 March 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 June 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 November 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Stanley Mosher
- CRD
- 4007998
- Firm
- Unique Wealth · CRD 312462
- Role
- Owner
- Office
- 311 Park Place Blvd N, Suite 230, Clearwater, FL 33759
- Registration
- Investment adviser registration
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does John Mosher work?
John Mosher has been Owner of Unique Wealth, LLC since March 2021, and is a control person of the firm.
Is John Mosher a financial advisor?
Yes. John Mosher has a current investment-adviser registration in Florida and Texas, through Unique Wealth since March 2021.
How many years of experience does John Mosher have?
John Mosher has 26 years in the financial industry, since November 1999, across 1 adviser firm.
What exams has John Mosher passed?
John Mosher has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in November 1999. FINRA credited John Mosher with the SIE, which began in October 2018.
Where is John Mosher based?
John Mosher’s registered office is in Clearwater, FL.
Is John Mosher registered with FINRA?
No. John Mosher has no current broker registration.
How can I verify John Mosher’s record?
Search CRD 4007998 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Mosher’s full registration record.