Shannon McCabe has been an investment adviser representative at Unique Wealth since January 2026, and is not listed among the firm’s executive officers or direct owners. Shannon McCabe holds a Bachelor's degrees in Finance and Financial Planning from the University of North Florida.
Unique Wealth, LLC is a Tampa, FL firm with $966M under management, 846 clients and 12 advisers across 2 offices, as of its August 2026 filing.
Shannon McCabe is Private Wealth Associate at Unique Wealth. She began her career as a Financial Services Representative, then worked as a Compliance Officer on the trading floor of a major investment bank in New York City.
Shannon McCabe’s longest registration was under a year at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2020–2020). Before joining Unique Wealth in 2026, Shannon McCabe was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Unique Wealth, LLCCurrent– present · under a yearTampa, FL · Adviser representative · Firm CRD 312462
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearJacksonville, FL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Shannon McCabe is registered as an investment adviser representative in Florida, since January 2026.
- FloridaSince 14 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 January 2026 |
| Series 66 | Uniform Combined State Law Examination | 13 February 2020 |
| Series 7TO | General Securities Representative Examination | 10 January 2020 |
| SIE | Securities Industry Essentials Examination | 1 November 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Shannon Rose McCabe
- CRD
- 7117239
- Firm
- Unique Wealth · CRD 312462
- Office
- 4830 W KENNEDY BLVD, STE 100, Tampa, FL 33609
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- uniquewealth.com
Where does Shannon McCabe work?
Shannon McCabe is an investment adviser representative registered through Unique Wealth, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Shannon McCabe a financial advisor?
Yes. Shannon McCabe has a current investment-adviser registration in Florida, through Unique Wealth since January 2026.
How many years of experience does Shannon McCabe have?
Shannon McCabe has 5 years in the financial industry, since September 2021, across 2 adviser firms.
What exams has Shannon McCabe passed?
Shannon McCabe has passed 4 licensing exams: the SIE, Series 7TO, Series 66 and Series 65. The earliest, the SIE, was passed in November 2019.
Where did Shannon McCabe work before Unique Wealth?
Before Unique Wealth, Shannon McCabe was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 2020 to December 2020.
Where is Shannon McCabe based?
Shannon McCabe’s registered office is in Tampa, FL.
Is Shannon McCabe registered with FINRA?
No. Shannon McCabe has no current broker registration.
How can I verify Shannon McCabe’s record?
Search CRD 7117239 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shannon McCabe’s full registration record.