Samuel Rice has been an investment adviser representative at Unique Wealth since July 2026, and is not listed among the firm’s executive officers or direct owners.
Unique Wealth, LLC is a Tampa, FL firm with $966M under management, 846 clients and 12 advisers across 2 offices, as of its August 2026 filing.
Samuel Rice’s longest registration was 1 year at JFG Family Office (2025–2026). Before joining Unique Wealth in 2026, Samuel Rice was registered through JFG Family Office and JFG Wealth Management, LLC.
- Unique Wealth, LLCCurrent– present · under a yearTampa, FL · Adviser representative · Firm CRD 312462
- JFG Family Office– · 1 yearDenver, CO · Adviser representative · Firm CRD 125101
- JFG Wealth Management, LLC– · under a yearDenver, CO · Adviser representative · Firm CRD 285023
Investment adviser representative registrations
Samuel Rice is registered as an investment adviser representative in Florida, since July 2026.
- FloridaSince 23 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 September 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 August 2024 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 22 November 2023 |
| SIE | Securities Industry Essentials Examination | 17 August 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Samuel Owen Rice
- CRD
- 7650620
- Firm
- Unique Wealth · CRD 312462
- Office
- 4830 W KENNEDY BLVD, STE 100, Tampa, FL 33609
- Registration
- Investment adviser registration
- In the industry since
- March 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Rice work?
Samuel Rice is an investment adviser representative registered through Unique Wealth, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Rice a financial advisor?
Yes. Samuel Rice has a current investment-adviser registration in Florida, through Unique Wealth since July 2026.
How many years of experience does Samuel Rice have?
Samuel Rice has 2 years in the financial industry, since March 2024, across 3 adviser firms.
What exams has Samuel Rice passed?
Samuel Rice has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in August 2023.
Where did Samuel Rice work before Unique Wealth?
Before Unique Wealth, Samuel Rice was registered through JFG Family Office, January 2025 to April 2026; JFG Wealth Management, LLC, January 2025 to January 2026.
Where is Samuel Rice based?
Samuel Rice’s registered office is in Tampa, FL.
Is Samuel Rice registered with FINRA?
No. Samuel Rice has no current broker registration.
How can I verify Samuel Rice’s record?
Search CRD 7650620 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Rice’s full registration record.