Timothy Bartlett has been an investment adviser representative at Unique Wealth since June 2021, and is not listed among the firm’s executive officers or direct owners.
Unique Wealth, LLC is a Tampa, FL firm with $966M under management, 846 clients and 12 advisers across 2 offices, as of its August 2026 filing.
Tim Bartlett is Chief Investment Officer and Partner at Unique Wealth, working in investment portfolio management. He has worked at BlackRock and Raymond James.
Timothy Bartlett’s longest registration is the current one, 5 years at Unique Wealth since 2021. Before joining Unique Wealth in 2021, Timothy Bartlett was registered through Northwestern Mutual Investment Services,llc and Fifth Third Securities, Inc.
- Northwestern Mutual Investment Services,llc– · 4 yearsTampa, FL · Adviser representative · Firm CRD 2881
- Fifth Third Securities, Inc.– · 1 yearClearwater, FL · Adviser representative · Firm CRD 628
- Metlife Securities Inc.– · under a yearTampa, FL · Adviser representative · Firm CRD 14251
- BlackRock Investment Management, LLC– · 3 yearsPrinceton, NJ · Adviser representative · Firm CRD 108928
Professional designations
Listed by Unique Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Retirement Income Certified Professional (RICP®)
Investment adviser representative registrations
Timothy Bartlett is registered as an investment adviser representative in Florida, since June 2021.
- FloridaSince 7 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 4 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 October 2008 |
| Series 7 | General Securities Representative Examination | 5 January 2007 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy J Bartlett
- CRD
- 5140526
- Firm
- Unique Wealth · CRD 312462
- Office
- 4830 W KENNEDY BLVD, STE 100, Tampa, FL 33609
- Registration
- Investment adviser registration
- In the industry since
- April 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- uniquewealth.com
Where does Timothy Bartlett work?
Timothy Bartlett is an investment adviser representative registered through Unique Wealth, LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Bartlett a financial advisor?
Yes. Timothy Bartlett has a current investment-adviser registration in Florida, through Unique Wealth since June 2021.
How many years of experience does Timothy Bartlett have?
Timothy Bartlett has 18 years in the financial industry, since April 2008, across 5 adviser firms.
What exams has Timothy Bartlett passed?
Timothy Bartlett has passed 3 licensing exams: the Series 7, Series 66 and Series 7TO. The earliest, the Series 7, was passed in January 2007. FINRA credited Timothy Bartlett with the SIE, which began in October 2018.
Where did Timothy Bartlett work before Unique Wealth?
Before Unique Wealth, Timothy Bartlett was registered through Northwestern Mutual Investment Services,llc, September 2015 to December 2019; Fifth Third Securities, Inc., February 2014 to September 2015; Metlife Securities Inc., October 2013 to February 2014; BlackRock Investment Management, LLC, October 2008 to August 2012.
Where is Timothy Bartlett based?
Timothy Bartlett’s registered office is in Tampa, FL.
Is Timothy Bartlett registered with FINRA?
No. Timothy Bartlett has no current broker registration.
Is Timothy Bartlett a CFP?
Unique Wealth lists Timothy Bartlett with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Tim Bartlett CFP®, ChFC®, RICP®, CBDA biography, uniquewealth.com
How can I verify Timothy Bartlett’s record?
Search CRD 5140526 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Bartlett’s full registration record.