Connor Wasson has been an investment adviser representative at Unique Wealth since August 2024, and is not listed among the firm’s executive officers or direct owners.
Unique Wealth, LLC is a Tampa, FL firm with $966M under management, 846 clients and 12 advisers across 2 offices, as of its August 2026 filing.
Connor Wasson’s longest registration is the current one, 2 years at Unique Wealth since 2024. Before joining Unique Wealth in 2024, Connor Wasson was registered through Global Retirement Partners LLC.
- Global Retirement Partners LLC– · under a yearPittsburgh, PA · Adviser representative · Firm CRD 172011
Investment adviser representative registrations
Connor Wasson is registered as an investment adviser representative in Florida, since August 2024.
- FloridaSince 21 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 October 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 2023 |
| Series 7TO | General Securities Representative Examination | 30 April 2022 |
| SIE | Securities Industry Essentials Examination | 10 May 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Connor Lee Wasson
- CRD
- 6961690
- Firm
- Unique Wealth · CRD 312462
- Office
- 4830 W KENNEDY BLVD, STE 100, Tampa, FL 33609
- Registration
- Investment adviser registration
- In the industry since
- May 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Connor Wasson work?
Connor Wasson is an investment adviser representative registered through Unique Wealth, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Connor Wasson a financial advisor?
Yes. Connor Wasson has a current investment-adviser registration in Florida, through Unique Wealth since August 2024.
How many years of experience does Connor Wasson have?
Connor Wasson has 4 years in the financial industry, since May 2022, across 2 adviser firms.
What exams has Connor Wasson passed?
Connor Wasson has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in May 2021.
Where did Connor Wasson work before Unique Wealth?
Before Unique Wealth, Connor Wasson was registered through Global Retirement Partners LLC, October 2023 to August 2024.
Where is Connor Wasson based?
Connor Wasson’s registered office is in Tampa, FL.
Is Connor Wasson registered with FINRA?
No. Connor Wasson has no current broker registration.
How can I verify Connor Wasson’s record?
Search CRD 6961690 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Connor Wasson’s full registration record.