Paul Sullivan has been an investment adviser representative at Unique Wealth since August 2025, and is not listed among the firm’s executive officers or direct owners.
Unique Wealth, LLC is a Tampa, FL firm with $966M under management, 846 clients and 12 advisers across 2 offices, as of its August 2026 filing.
Investment adviser representative registrations
Paul Sullivan is registered as an investment adviser representative in Florida, since August 2025.
- FloridaSince 15 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 November 2024 |
| SIE | Securities Industry Essentials Examination | 1 March 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Paul Anthony Sullivan
- CRD
- 7919598
- Firm
- Unique Wealth · CRD 312462
- Office
- 4830 W KENNEDY BLVD, STE 100, Tampa, FL 33609
- Registration
- Investment adviser registration
- In the industry since
- January 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Sullivan work?
Paul Sullivan is an investment adviser representative registered through Unique Wealth, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Paul Sullivan a financial advisor?
Yes. Paul Sullivan has a current investment-adviser registration in Florida, through Unique Wealth since August 2025.
How many years of experience does Paul Sullivan have?
Paul Sullivan has 1 year in the financial industry, since January 2025, across 1 adviser firm.
What exams has Paul Sullivan passed?
Paul Sullivan has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in March 2024.
Where is Paul Sullivan based?
Paul Sullivan’s registered office is in Tampa, FL.
Is Paul Sullivan registered with FINRA?
No. Paul Sullivan has no current broker registration.
How can I verify Paul Sullivan’s record?
Search CRD 7919598 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Sullivan’s full registration record.