Travis Gingras has been an investment adviser representative at Unique Wealth since June 2021, and is not listed among the firm’s executive officers or direct owners.
Unique Wealth, LLC is a Tampa, FL firm with $966M under management, 846 clients and 12 advisers across 2 offices, as of its August 2026 filing.
Travis Gingras’ longest registration is the current one, 5 years at Unique Wealth since 2021. Before joining Unique Wealth in 2021, Travis Gingras was registered through Northwestern Mutual Investment Services,llc and MML Investors Services, LLC.
- Northwestern Mutual Investment Services,llc– · 1 yearTampa, FL · Adviser representative · Firm CRD 2881
- MML Investors Services, LLC– · 2 yearsNorwalk, CT · Adviser representative · Firm CRD 10409
- MML Investors Services, Inc.– · under a yearNorwalk, CT · Adviser representative · Firm CRD 10409
- Edward Jones– · under a yearMilton, VT · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Travis Gingras is registered as an investment adviser representative in Florida, since June 2021.
- FloridaSince 15 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 September 2015 |
| Series 66 | Uniform Combined State Law Examination | 12 July 2007 |
| Series 7 | General Securities Representative Examination | 27 June 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Travis John Gingras
- CRD
- 5334277
- Firm
- Unique Wealth · CRD 312462
- Office
- 4830 W KENNEDY BLVD, STE 100, Tampa, FL 33609
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Travis Gingras work?
Travis Gingras is an investment adviser representative registered through Unique Wealth, LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Travis Gingras a financial advisor?
Yes. Travis Gingras has a current investment-adviser registration in Florida, through Unique Wealth since June 2021.
How many years of experience does Travis Gingras have?
Travis Gingras has 18 years in the financial industry, since February 2008, across 4 adviser firms.
What exams has Travis Gingras passed?
Travis Gingras has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in June 2007. FINRA credited Travis Gingras with the SIE, which began in October 2018.
Where did Travis Gingras work before Unique Wealth?
Before Unique Wealth, Travis Gingras was registered through Northwestern Mutual Investment Services,llc, September 2018 to December 2019; MML Investors Services, LLC, November 2015 to September 2018; MML Investors Services, Inc., July 2009 to December 2009; Edward Jones, September 2007 to July 2008.
Where is Travis Gingras based?
Travis Gingras’ registered office is in Tampa, FL.
Is Travis Gingras registered with FINRA?
No. Travis Gingras has no current broker registration.
How can I verify Travis Gingras’ record?
Search CRD 5334277 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Travis Gingras’ full registration record.