Firms by city
Registered investment advisers in Rochester, NY
19 SEC-registered advisers headquartered in Rochester, listed by regulatory assets under management as reported on Form ADV.
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19 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Sage, Rutty & Co. | Rochester, NY | $3.46B |
| Howe and Rusling | Rochester, NY | $2.44B |
| Ashton Thomas Securities | Rochester, NY | $1.86B |
| Novem Group | Rochester, NY | $1.72B |
| W.g.shaheen & Associates,ltd. | Rochester, NY | $1.49B |
| Brighton Securities | Rochester, NY | $931M |
| Seneca Financial Advisors | Rochester, NY | $847M |
| Prentice Wealth Management | Rochester, NY | $568M |
| Rise Advisors | Rochester, NY | $441M |
| Lifemark Securities | Rochester, NY | $425M |
| Indiano Capital Management | Rochester, NY | $254M |
| Boyd Capital Management | Rochester, NY | $168M |
| W & S Management Services | Rochester, NY | $166M |
| NorthLanding Financial Partners | Rochester, NY | $152M |
| Core Alpha | Rochester, NY | $146M |
| Fien Capital Management | Rochester, NY | $138M |
| Layline Advisors | Rochester, NY | $131M |
| Hayes Asset Management | Rochester, NY | $117M |
| Engleson & Associates | Rochester, NY | $114M |
- Headquarters
- Rochester, NY
- Regulatory AUM
- $3.46B
- Headquarters
- Rochester, NY
- Regulatory AUM
- $2.44B
- Headquarters
- Rochester, NY
- Regulatory AUM
- $1.86B
- Headquarters
- Rochester, NY
- Regulatory AUM
- $1.72B
- Headquarters
- Rochester, NY
- Regulatory AUM
- $1.49B
- Headquarters
- Rochester, NY
- Regulatory AUM
- $931M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $847M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $568M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $441M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $425M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $254M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $168M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $166M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $152M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $146M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $138M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $131M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $117M
- Headquarters
- Rochester, NY
- Regulatory AUM
- $114M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Rochester on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see firms headquartered in New York.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.