Layline Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Layline Advisors reports 121 clients. They include 66 individual clients, 48 high-net-worth individuals, and 6 pension and profit-sharing plans. Of its assets, 85.5% ($112M across 403 accounts) are managed with discretion; $19.1M across 15 accounts are not. A wrap fee program the firm both sponsors and manages holds $96.4M. It advised 8 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 55% | 16% |
| High-net-worth individuals | 40% | 73% |
| Pension and profit-sharing plans | 5% | 10% |
| Corporations and other businesses | <1% | 0% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 66 | $21.7M | 16.5% | $328K |
| High-net-worth individuals | 48 | $96.2M | 73.3% | $2M |
| Pension and profit-sharing plans | 6 | $13.4M | 10.2% | $2.24M |
| Corporations and other businesses | 1 | $0 | 0.0% | $0 |
| Total | 121 | $131M | 100% | $1.09M |
- Clients
- 66
- Regulatory AUM
- $21.7M
- AUM share
- 16.5%
- Avg. per client
- $328K
- Clients
- 48
- Regulatory AUM
- $96.2M
- AUM share
- 73.3%
- Avg. per client
- $2M
- Clients
- 6
- Regulatory AUM
- $13.4M
- AUM share
- 10.2%
- Avg. per client
- $2.24M
- Clients
- 1
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 121
- Regulatory AUM
- $131M
- AUM share
- 100%
- Avg. per client
- $1.09M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 8
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Layline Advisors charges 0.50%–1.25% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.25% |
| $500K–$1M | 1.00% |
| $1M–$1.5M | 0.75% |
| $1.5M and above | 0.50% |
Fee details and sources
Other fees
- Financial Planning
- Financial planning is a fixed fee of $625.00 per quarter, billed in advance under a one-year minimum commitment; the fee is negotiable.
- Pension Consulting Services
- Pension consulting services are charged up to 0.70% of plan assets under management, billed quarterly in arrears.
Mark Wyand owns 75% or more of Layline Advisors. It has 4 employees, 3 of them in advisory roles.
Leadership
Mark WyandFounder & CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Layline Advisors, LLC
Mark Wyand
Control person · since July 2016
Layline Advisors’ regulatory assets grew 3.0× from $44.1M (June 2021) to $131M (January 2026); clients rose from 68 to 121 and employees from 2 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $131M | 121 | 4 | 1 |
| March 2025 | $107M | 114 | 2 | 1 |
| January 2024 | $78.2M | 106 | 2 | 1 |
| January 2023 | $62M | 99 | 2 | 1 |
| February 2022 | $64.4M | 88 | 2 | 1 |
| June 2021 | $44.1M | 68 | 2 | 1 |
Besides its headquarters, Layline Advisors has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 19 Prince St., 3rd Floor, RochesterHQ
Contact and registration details
- Legal name
- Layline Advisors, LLC
- Headquarters
- 19 Prince St., 3rd Floor, Rochester, NY 14607
- Website
- laylineadvisors.com
- Phone
- 585-210-8222
- @layline-advisors-llc
- SEC file
- 801-114790
- Structure
- New York LLC
- Fiscal year end
- December
Layline Advisors uses Charles Schwab ($118M) as custodian for its separately managed accounts. Layline Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $118M100%
At year end, Layline Advisors’ separately managed accounts were mostly in funds (65%) and stocks (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $111M across 79 positions; the largest are iShares TR (22.3%), iShares TR (6.4%) and Vanguard Tax-managed Fds (6.3%).
What the accounts hold
- Stocks22%
- Funds65%
- Cash13%
Reported 13F holdings
- $111M
- Reported 13F value
- 79
- Positions
- 64.7%
- In the 10 largest
- —
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF22.3%
- iShares TR · 1 3 YR Treas BD6.4%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt6.3%
- Dimensional ETF Trust · US High Prof ETF6.2%
- iShares Inc. · Core MSCI Emkt5.3%
- Morgan Stanley ETF Trust · Eato Vanc BD ETF4.2%
- iShares TR · Core S&P Mcp ETF3.9%
- Doubleline ETF Trust · Mortgage ETF3.9%
- Sprott Asset Management LP · Physical Gold TR3.1%
- J P Morgan Exchange Traded F · Income ETF3.0%
Together, the ten largest are 64.7% of reported value.
How many clients does Layline Advisors have?
Layline Advisors has 121 clients and manages $131 million for them, as of January 2026. They include 66 individual clients, 48 high-net-worth individuals, and 6 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 January 2026
What services does Layline Advisors offer?
Layline Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Layline Advisors charge?
Layline Advisors charges 0.50%–1.25% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Layline Advisors use?
Layline Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $118M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 January 2026
How many financial advisors does Layline Advisors have?
Layline Advisors has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Layline Advisors invest in?
At the end of its last fiscal year, Layline Advisors’ separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities and 13% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Layline Advisors?
Layline Advisors’ direct owner is Mark Wyand (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 January 2026
How does Layline Advisors get paid?
Layline Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Layline Advisors?
Layline Advisors’ main office is at 19 Prince St., 3rd Floor, Rochester, NY 14607. Its phone number is 585-210-8222. Its website is laylineadvisors.com.