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Lifemark Securities

Wealth managementBroker-dealer affiliate

Rochester, NYCRD 16204Updated

Lifemark Securities is an investment adviser based in Rochester, NY, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $425 million, as filed on 9 March 2026.

$425M
AUM
1,053
Clients
$404K
AUM per individual client
78
Advisory staff
75
Offices
See fees
Annual fee

From Form ADV filed 9 March 2026SEC record

Services and clients

Lifemark Securities provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.

Lifemark Securities reports 1,053 clients. They include 986 individual clients and 67 high-net-worth individuals. Of its assets, 100.0% ($425M across 1,053 accounts) are managed with discretion. It advised 380 clients without assets under management last fiscal year.

Clients and assets by client type
Clients1,053 clients
Assets$425M
Share of clients and assets by client type
Client typeClientsAssets
Individuals (other than HNW)94%58%
High-net-worth individuals6%42%
Client breakdown and activity details
Individuals (other than HNW)
Clients
986
Regulatory AUM
$247M
AUM share
58.1%
Avg. per client
$251K
High-net-worth individuals
Clients
67
Regulatory AUM
$178M
AUM share
41.9%
Avg. per client
$2.65M

Total

Clients
1,053
Regulatory AUM
$425M
AUM share
100%
Avg. per client
$404K
Clients outside the U.S.
0%
Clients advised without assets under management last fiscal year
380
Private funds advised
0
Financial planning clients last fiscal year
26–50

Fees and minimums

Lifemark Securities is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.

Ownership and people

Vincent Jr Micciche owns 25% to 50% of Lifemark Securities. James Joseph Prisco is CEO; the leadership team includes President James Joseph Prisco. It has 78 employees.

Leadership

  • James Joseph Prisco
    Chief Executive Officer/ Chief Compliance Officer
  • James Joseph Prisco
    President / Board Member
  • Alexandre Jr. Georgiev
    CCO of the RIA / Director of Operations
  • Andrew Joseph Kalinowski
    VP / Board Member/Secretary
  • Vincent Jr Micciche
    Treasurer/ FINOP/Pfo/Poo

Investment adviser representatives

77 representatives listed in the SEC register as of 9 October 2026.

  • Charles Drake Aguillard
  • Andrew Todd Ashkenazy
  • Loren Cavat Bailey
  • Samuel E Barber
  • David Alan Baum
  • Sara Stolberg Berkowicz
  • Samantha Brandon Beverley
  • Linda Jean Black
  • Devin Ashley Born
  • Patrick Michael Brown
  • John Howard Busey
  • Matthew James Butler

Staff

  • 78 employees
  • 78 in advisory functions
  • 78 state-registered reps
  • 78 broker-dealer reps
  • 78 insurance agents
  • 1 soliciting firm
Who owns the firm
Lifemark Securities Corp.· the adviser

  • Vincent Jr Micciche

    Control person · since February 2005

    Owns 25% to 50% of Lifemark Securities Corp.

  • Andrew Joseph Kalinowski

    Control person · since April 1983

    Owns 25% to 50% of Lifemark Securities Corp.

  • James Joseph Prisco

    Control person · since February 2005

    Owns 25% to 50% of Lifemark Securities Corp.

Growth and acquisitions

Lifemark Securities’ regulatory assets grew 2.1× from $202M (March 2021) to $425M (March 2026); clients fell from 1,702 to 1,053 and employees rose from 72 to 78.

By annual filing
Measure
Figures from each annual filing
Lifemark Securities figures from each annual Form ADV filing
FiledRegulatory AUMClientsEmployeesOffices
March 2026$425M1,0537875
March 2025$461M1,4348867
March 2024$246M8838667
March 2023$256M1,3457067
March 2022$266M1,5037067
March 2021$202M1,7027251

Offices and registration details

Besides its headquarters, Lifemark Securities has 74 offices (6 private residences, listed without an address), with 20 listed addresses across 13 states.

Listed office addresses by state

New York · 5 listed addresses

  • 400 West Metro Park, RochesterHQ
  • 18 Claudine CT., East Northport
  • 290 Collins Ave, MT Vernon
  • 1909 Great Neck Road, Copiague
  • 2108 Genesee Street, Utica

Contact and registration details

Legal name
Lifemark Securities Corp.
Headquarters
400 West Metro Park, Rochester, NY 14623
Website
lifemark.com
Phone
585-424-5672
LinkedIn
@lifemark-securities-corp
SEC file
801-68438
Structure
New York corporation
Fiscal year end
December

Custodians

Lifemark Securities uses Fidelity ($219M, 55%) and Charles Schwab ($178M, 45%) as custodians for its separately managed accounts. Lifemark Securities does not have custody of client assets.

Reported separately managed account assets by custodian
$398M
named custodians
  • Charles SchwabCharles Schwab & Co., Inc. · Orlando, FL · $178M45%
  • FidelityNational Financial Services LLC · Covington, KY · $219M55%

Investments and reported holdings

At year end, Lifemark Securities’ separately managed accounts were mostly in funds (83%) and stocks (12%).

What the accounts hold

Separately managed account assets by class, year end
  • Stocks12%
  • Funds83%
  • Cash5%

Common questions

How many clients does Lifemark Securities have?

Lifemark Securities has 1,053 clients and manages $425 million for them, as of March 2026. They include 986 individual clients and 67 high-net-worth individuals.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026

What services does Lifemark Securities offer?

Lifemark Securities provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Lifemark Securities use?

Lifemark Securities’ separately managed account assets are held at National Financial Services LLC (Covington, KY), with $219M and Charles Schwab & Co., Inc. (Orlando, FL), with $178M. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026

How many financial advisors does Lifemark Securities have?

Lifemark Securities has 78 investment adviser representatives registered with state securities authorities, out of 78 employees, and 78 perform investment advisory functions. 78 employees are registered representatives of a broker-dealer and 78 employees are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Lifemark Securities invest in?

At the end of its last fiscal year, Lifemark Securities’ separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities and 5% cash and equivalents.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Lifemark Securities?

Lifemark Securities’ direct owners are Vincent Jr Micciche, Andrew Joseph Kalinowski and James Joseph Prisco, each holding 50% or less.

Source: Form ADV Part 1A, Schedules A and B, filed 9 March 2026

How does Lifemark Securities get paid?

Lifemark Securities is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

How do I contact Lifemark Securities?

Lifemark Securities’ main office is at 400 West Metro Park, Rochester, NY 14623. Its phone number is 585-424-5672. Its website is lifemark.com.

Source: Form ADV Part 1A, Item 1.F, filed 9 March 2026

Sources and methodology

  1. Form ADV Part 1A, amendment filed 9 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. FIRM BROCHURE 2A, submitted 9 March 2026.
  3. IAPD firm record, CRD 16204.
  4. SEC registered adviser data, annual Form ADV amendments filed 31 March 2021 to 9 March 2026. Items 1.F and 5.
  5. SEC investment adviser representative register, as of 9 October 2026; loaded 10 October 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since. Disciplinary history is not yet shown here. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

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