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Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lifemark Securities have?","answer":"Lifemark Securities has 78 investment adviser representatives registered with state securities authorities, out of 78 employees, and 78 perform investment advisory functions. 78 employees are registered representatives of a broker-dealer and 78 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lifemark Securities invest in?","answer":"At the end of its last fiscal year, Lifemark Securities’ separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lifemark Securities?","answer":"Lifemark Securities’ direct owners are Vincent Jr Micciche, Andrew Joseph Kalinowski and James Joseph Prisco, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lifemark Securities get paid?","answer":"Lifemark Securities is paid through a percentage of assets under management, hourly charges and fixed fees. 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