Financial Gravity Family Office Services provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Financial Gravity Family Office Services reports 1,724 clients. They include 1,567 individual clients, 149 high-net-worth individuals and 8 insurance companies. Of its assets, 100.0% ($590M across 3,077 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 91% | 54% |
| High-net-worth individuals | 9% | 46% |
| Insurance companies | <1% | 0% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,567 | $320M | 54.3% | $205K |
| High-net-worth individuals | 149 | $270M | 45.7% | $1.81M |
| Insurance companies | 8 | $0 | 0.0% | $0 |
| Total | 1,724 | $590M | 100% | $342K |
- Clients
- 1,567
- Regulatory AUM
- $320M
- AUM share
- 54.3%
- Avg. per client
- $205K
- Clients
- 149
- Regulatory AUM
- $270M
- AUM share
- 45.7%
- Avg. per client
- $1.81M
- Clients
- 8
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 1,724
- Regulatory AUM
- $590M
- AUM share
- 100%
- Avg. per client
- $342K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Financial Gravity Family Office Services charges up to 2.00% a year for its Asset Management Fees. The fee is billed in arrears, is negotiable and requires an account of at least $25,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Comprehensive or tailored financial planning is negotiable and billed as a flat fee or hourly, with half paid at signing and half on delivery of the plan.
- Pension and Retirement Plan Consulting
- Consulting on a client's assets in a retirement plan such as a 401(k) is charged at 1.00% of those assets, paid monthly in arrears, and is negotiable.
Financial Gravity Companies, Inc. owns 75% or more of Financial Gravity Family Office Services. The leadership team of Financial Gravity Family Office Services includes Chief Compliance Officer Kaili Winters. It has 45 employees, 16 of them in advisory roles.
Leadership
- Kaili WintersChief Compliance Officer
- Ashley BaucumChief Administrative Officer
- Scott WintersCEO/Chairman of the Board
Investment adviser representatives
40 representatives listed in the SEC register as of 9 October 2026.
- Lauren Fischer
- Philip J Kehoe
- Matthew Louis Rzepka
Staff
- 45 employees
- 16 in advisory functions
- 13 state-registered reps
- 14 insurance agents
- Owns 75% or more of Financial Gravity Family Office Services, LLC
Financial Gravity Companies, Inc.
Control person · since June 2020
Scott Winters
Managing member · Control person · since August 2020
John Pollock
Member · Control person · since October 2019
William Nelson
Member · Control person · since August 2020
Gary Nemer
Member · Control person · since August 2020
Financial Gravity Family Office Services’ regulatory assets grew 3.5× from $171M (July 2022) to $590M (January 2026); clients rose from 898 to 1,724 and employees fell from 48 to 45.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $590M | 1,724 | 45 | 3 |
| December 2024 | $467M | 1,745 | 45 | 3 |
| April 2024 | $365M | 1,090 | 45 | 3 |
| August 2023 | $211M | 1,167 | 45 | 1 |
| July 2022 | $171M | 898 | 48 | 2 |
Besides its headquarters, Financial Gravity Family Office Services has 2 offices, with 3 listed addresses in Georgia, North Dakota and Texas.
Georgia · 1 listed address
- 111 Towne Lake Parkway, Woodstock
North Dakota · 1 listed address
- 3217 Fiechtner Drive S Suite 1a, Fargo
Texas · 1 listed address
- 2501 Ranch Road 620 S, Ste 110, LakewayHQ
Contact and registration details
- Legal name
- Financial Gravity Family Office Services, LLC
- Headquarters
- 2501 Ranch Road 620 S, Ste 110, Lakeway, TX 78734
- Phone
- 800-588-3893
- SEC file
- 801-122258
- Structure
- Texas LLC
- Fiscal year end
- September
Financial Gravity Family Office Services uses Charles Schwab ($564M) as custodian for its separately managed accounts. Financial Gravity Family Office Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $564M100%
At year end, Financial Gravity Family Office Services’ separately managed accounts were mostly in stocks (74%) and funds (14%).
What the accounts hold
- Stocks74%
- Funds14%
- Bonds2%
- Cash9%
- Other1%
- Derivatives1%
How many clients does Financial Gravity Family Office Services have?
Financial Gravity Family Office Services has 1,724 clients and manages $590 million for them, as of January 2026. They include 1,567 individual clients, 149 high-net-worth individuals and 8 insurance companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 January 2026
What services does Financial Gravity Family Office Services offer?
Financial Gravity Family Office Services provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Financial Gravity Family Office Services charge?
Financial Gravity Family Office Services charges up to 2.00% a year for its Asset Management Fees. The fee is billed in arrears, is negotiable and requires an account of at least $25,000.
Which custodians does Financial Gravity Family Office Services use?
Financial Gravity Family Office Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $564M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 January 2026
How many financial advisors does Financial Gravity Family Office Services have?
Financial Gravity Family Office Services has 13 investment adviser representatives registered with state securities authorities, out of 45 employees, and 16 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 14 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Financial Gravity Family Office Services invest in?
At the end of its last fiscal year, Financial Gravity Family Office Services’ separately managed accounts held 74% exchange-traded equities, 14% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 2% investment grade corporate bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Financial Gravity Family Office Services have a minimum investment?
Yes, Financial Gravity Family Office Services’ minimum account size for its Asset Management Fees is $25K.
Who owns Financial Gravity Family Office Services?
Financial Gravity Family Office Services’ direct owner is Financial Gravity Companies, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 January 2026
How does Financial Gravity Family Office Services get paid?
Financial Gravity Family Office Services is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Financial Gravity Family Office Services registered with the SEC?
Yes, Financial Gravity Family Office Services has been registered with the SEC as an investment adviser since 9 September 2021. Its CRD number is 316024 and its SEC file number is 801-122258.
Source: Form ADV Part 1A, Item 1, filed 12 January 2026; IAPD firm record
How do I contact Financial Gravity Family Office Services?
Financial Gravity Family Office Services’ main office is at 2501 Ranch Road 620 S, Ste 110, Lakeway, TX 78734. Its phone number is 800-588-3893. Its website is financialgravityfamilyofficeservices.com.