Thomas Williams has been an investment adviser representative at Financial Gravity Family Office Services since June 2022, and is not listed among the firm’s executive officers or direct owners.
Financial Gravity Family Office Services, LLC is a Lakeway, TX firm with $590M under management, 1,724 clients and 16 advisers across 3 offices, as of its January 2026 filing.
Thomas Williams’ longest registration is the current one, 4 years at Financial Gravity Family Office Services since 2022. Before joining Financial Gravity Family Office Services in 2022, Thomas Williams was registered through Triumph Capital Management and Ameriprise Financial Services, Inc.
- – present · 4 yearsRochester, MI · Adviser representative · Firm CRD 316024
- Triumph Capital Management– · 2 yearsDenver, CO · Adviser representative · Firm CRD 282814
- Ameriprise Financial Services, Inc.– · 2 yearsBuffalo Grove, IL · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Thomas Williams is registered as an investment adviser representative in 9 states, as a resident of Texas. The first approvals date from June 2022; the most recent is Illinois, in January 2026.
- CaliforniaSince 14 January 2026
- ColoradoSince 1 June 2022
- FloridaSince 16 January 2026
- IllinoisSince 20 January 2026
- MichiganSince 3 June 2022
- New YorkSince 12 January 2026
- PennsylvaniaSince 13 January 2026
- TexasResidentSince 12 January 2026
- WashingtonSince 15 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 May 2016 |
| Series 7 | General Securities Representative Examination | 23 May 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Ryan Williams
- CRD
- 6005200
- Firm
- Financial Gravity Family Office Services · CRD 316024
- Office
- Rochester, MI
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Williams work?
Thomas Williams is an investment adviser representative registered through Financial Gravity Family Office Services, LLC since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Williams a financial advisor?
Yes. Thomas Williams has a current investment-adviser registration in California, Colorado, Florida, Illinois, Michigan, New York, Pennsylvania, Texas and Washington, through Financial Gravity Family Office Services since June 2022.
How many years of experience does Thomas Williams have?
Thomas Williams has 10 years in the financial industry, since March 2016, across 3 adviser firms.
What exams has Thomas Williams passed?
Thomas Williams has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2012. FINRA credited Thomas Williams with the SIE, which began in October 2018.
Where did Thomas Williams work before Financial Gravity Family Office Services?
Before Financial Gravity Family Office Services, Thomas Williams was registered through Ameriprise Financial Services, Inc., May 2016 to July 2018.
Where is Thomas Williams based?
Thomas Williams’ registered office is in Rochester, MI.
Is Thomas Williams registered with FINRA?
No. Thomas Williams has no current broker registration.
How can I verify Thomas Williams’ record?
Search CRD 6005200 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Williams’ full registration record.