Scott Winters has been CEO/Chairman of the Board of Financial Gravity Family Office Services since August 2021, is a control person of the firm and directly owns under 5% of it.
Financial Gravity Family Office Services, LLC is a Lakeway, TX firm with $590M under management, 1,724 clients and 16 advisers across 3 offices, as of its January 2026 filing.
Scott Winters’ longest registration is the current one, 5 years at Financial Gravity Family Office Services since 2021. Before joining Financial Gravity Family Office Services in 2021, Scott Winters was registered through Forta Financial Group, Inc. and Eqis Capital Management.
- – present · 5 yearsAdviser representative · Firm CRD 316024
- Forta Financial Group, Inc.– · 2 yearsAustin, TX · Adviser representative · Firm CRD 28784
- Eqis Capital Management– · 3 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 126052
Investment adviser representative registrations
Scott Winters is registered as an investment adviser representative in 4 states. The first approvals date from September 2021; the most recent are California and Nevada, in January 2026.
- CaliforniaSince 14 January 2026
- ColoradoSince 10 September 2021
- NevadaSince 14 January 2026
- TexasSince 10 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 February 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 January 2018 |
| Series 7 | General Securities Representative Examination | 11 January 2018 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 November 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Scott Christopher Winters
- CRD
- 2598188
- Firm
- Financial Gravity Family Office Services · CRD 316024
- Role
- CEO/Chairman of the Board
- Registration
- Investment adviser registration
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Winters work?
Scott Winters has been CEO/Chairman of the Board of Financial Gravity Family Office Services, LLC since August 2021, and is a control person of the firm.
Is Scott Winters a financial advisor?
Yes. Scott Winters has a current investment-adviser registration in California, Colorado, Nevada and Texas, through Financial Gravity Family Office Services since September 2021.
How many years of experience does Scott Winters have?
Scott Winters has 16 years in the financial industry, since December 2009, across 3 adviser firms.
What exams has Scott Winters passed?
Scott Winters has passed 4 licensing exams: the Series 65, Series 7, Series 63 and Series 24. The earliest, the Series 65, was passed in November 2017. FINRA credited Scott Winters with the SIE, which began in October 2018.
Where did Scott Winters work before Financial Gravity Family Office Services?
Before Financial Gravity Family Office Services, Scott Winters was registered through Eqis Capital Management, May 2003 to August 2006.
Is Scott Winters registered with FINRA?
No. Scott Winters has no current broker registration.
How can I verify Scott Winters’ record?
Search CRD 2598188 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Winters’ full registration record.