Kaili Winters has been Chief Compliance Officer of Financial Gravity Family Office Services since April 2024, is not listed as a control person, but directly owns under 5% of the firm.
Financial Gravity Family Office Services, LLC is a Lakeway, TX firm with $590M under management, 1,724 clients and 16 advisers across 3 offices, as of its January 2026 filing.
Kaili Winters’ longest registration is the current one, 2 years at Financial Gravity Family Office Services since 2024. Before joining Financial Gravity Family Office Services in 2024, Kaili Winters was registered through 49 Financial and Forta Financial Group, Inc.
- – present · 2 yearsLakeway, TX · Adviser representative · Firm CRD 316024
- 49 Financial– · 1 yearAustin, TX · Adviser representative · Firm CRD 319484
- – · 1 yearLakeway, TX · Adviser representative · Firm CRD 316024
- Forta Financial Group, Inc.– · 1 yearAustin, TX · Adviser representative · Firm CRD 28784
- Kestra Advisory Services, LLC– · under a yearAustin, TX · Adviser representative · Firm CRD 283330
Investment adviser representative registrations
Kaili Winters is registered as an investment adviser representative in Texas, since April 2024.
- TexasSince 15 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 30 January 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 June 2018 |
| Series 7 | General Securities Representative Examination | 16 March 2018 |
- Name
- Operations Professional Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kaili Erin Winters
- CRD
- 6528334
- Firm
- Financial Gravity Family Office Services · CRD 316024
- Role
- Chief Compliance Officer
- Office
- 2501 RANCH ROAD 620 S, STE 110, Lakeway, TX 78734
- Registration
- Investment adviser registration
- In the industry since
- April 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Kaili Winters work?
Kaili Winters has been Chief Compliance Officer of Financial Gravity Family Office Services, LLC since April 2024.
Is Kaili Winters a financial advisor?
Yes. Kaili Winters has a current investment-adviser registration in Texas, through Financial Gravity Family Office Services since April 2024.
How many years of experience does Kaili Winters have?
Kaili Winters has 8 years in the financial industry, since April 2018, across 4 adviser firms.
What exams has Kaili Winters passed?
Kaili Winters has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 99TO. The earliest, the Series 7, was passed in March 2018. FINRA credited Kaili Winters with the SIE, which began in October 2018.
Where did Kaili Winters work before Financial Gravity Family Office Services?
Before Financial Gravity Family Office Services, Kaili Winters was registered through 49 Financial, January 2023 to April 2024; Forta Financial Group, Inc., April 2020 to October 2021; Kestra Advisory Services, LLC, August 2019 to May 2020.
Where is Kaili Winters based?
Kaili Winters’ registered office is in Lakeway, TX.
Is Kaili Winters registered with FINRA?
No. Kaili Winters has no current broker registration.
How can I verify Kaili Winters’ record?
Search CRD 6528334 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kaili Winters’ full registration record.