Karen Cassidy has been an investment adviser representative at Financial Gravity Family Office Services since September 2021, and is not listed among the firm’s executive officers or direct owners.
Financial Gravity Family Office Services, LLC is a Lakeway, TX firm with $590M under management, 1,724 clients and 16 advisers across 3 offices, as of its January 2026 filing.
- – present · 5 yearsArroyo Grande, CA · Adviser representative · Firm CRD 316024
Investment adviser representative registrations
Karen Cassidy is registered as an investment adviser representative in California, since September 2021.
- CaliforniaSince 17 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 September 2021 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7423526
- Firm
- Financial Gravity Family Office Services · CRD 316024
- Office
- Clark & Cassidy, 312 E Branch Street, Arroyo Grande, CA 93420
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Karen Cassidy work?
Karen Cassidy is an investment adviser representative registered through Financial Gravity Family Office Services, LLC since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Karen Cassidy a financial advisor?
Yes. Karen Cassidy has a current investment-adviser registration in California, through Financial Gravity Family Office Services since September 2021.
How many years of experience does Karen Cassidy have?
Karen Cassidy has 5 years in the financial industry, since September 2021, across 1 adviser firm.
What exams has Karen Cassidy passed?
Karen Cassidy passed the Series 65 in September 2021.
Where is Karen Cassidy based?
Karen Cassidy’s registered office is in Arroyo Grande, CA.
Is Karen Cassidy registered with FINRA?
No. Karen Cassidy has no current broker registration.
How can I verify Karen Cassidy’s record?
Search CRD 7423526 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Karen Cassidy’s full registration record.