Steven Margulin has been an investment adviser representative at Financial Gravity Family Office Services since March 2023, and is not listed among the firm’s executive officers or direct owners.
Financial Gravity Family Office Services, LLC is a Lakeway, TX firm with $590M under management, 1,724 clients and 16 advisers across 3 offices, as of its January 2026 filing.
Steven Margulin’s longest registration was 10 years at Centaurus Financial, Inc. (2003–2013). Before joining Financial Gravity Family Office Services in 2023, Steven Margulin was registered through CWM, LLC and Retirement Extender (R).
- – present · 3 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 316024
- CWM, LLC– · 4 yearsAlbuquerque, NM · Adviser representative · Firm CRD 155344
- Retirement Extender (R)– · 5 yearsAlbuquerque, NM · Adviser representative · Firm CRD 166480
- Retirement Extender, Inc.– · 3 yearsAlbuquerque, NM · Adviser representative · Firm CRD 153190
- Centaurus Financial, Inc.– · 10 yearsAlbuquerque, NM · Adviser representative · Firm CRD 30833
- National Planning Corporation ("NPC of America" in FL & NY)– · 1 yearAlbuquerque, NM · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Steven Margulin is registered as an investment adviser representative in 11 states, as a resident of Texas. The first approvals date from March 2023; the most recent is Florida, in February 2026.
- ArkansasSince 12 January 2026
- CaliforniaSince 12 January 2026
- ColoradoSince 5 February 2024
- FloridaSince 27 February 2026
- MissouriSince 12 January 2026
- NevadaSince 12 January 2026
- New MexicoSince 6 March 2023
- North CarolinaSince 12 January 2026
- OregonSince 12 January 2026
- PennsylvaniaSince 12 January 2026
- TexasResidentSince 3 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 1 February 2003 |
| Series 24 | General Securities Principal Examination | 25 October 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 August 1993 |
| Series 7 | General Securities Representative Examination | 2 August 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Phillip Margulin
- CRD
- 2373728
- Firm
- Financial Gravity Family Office Services · CRD 316024
- Office
- Highlands Ranch, CO
- Registration
- Investment adviser registration
- In the industry since
- August 1993
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Margulin work?
Steven Margulin is an investment adviser representative registered through Financial Gravity Family Office Services, LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Steven Margulin a financial advisor?
Yes. Steven Margulin has a current investment-adviser registration in Arkansas, California, Colorado, Florida, Missouri, Nevada, New Mexico, North Carolina, Oregon, Pennsylvania and Texas, through Financial Gravity Family Office Services since March 2023.
How many years of experience does Steven Margulin have?
Steven Margulin has 33 years in the financial industry, since August 1993, across 6 adviser firms.
What exams has Steven Margulin passed?
Steven Margulin has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 51. The earliest, the Series 7, was passed in August 1993. FINRA credited Steven Margulin with the SIE, which began in October 2018.
Where did Steven Margulin work before Financial Gravity Family Office Services?
Before Financial Gravity Family Office Services, Steven Margulin was registered through CWM, LLC, July 2018 to March 2023; Retirement Extender (R), March 2013 to January 2019; Retirement Extender, Inc., July 2010 to January 2014; Centaurus Financial, Inc., July 2003 to December 2013; National Planning Corporation ("NPC of America" in FL & NY), November 2001 to March 2003.
Where is Steven Margulin based?
Steven Margulin’s registered office is in Highlands Ranch, CO.
Is Steven Margulin registered with FINRA?
No. Steven Margulin has no current broker registration.
How can I verify Steven Margulin’s record?
Search CRD 2373728 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Margulin’s full registration record.