Ashley Winters has been an investment adviser representative at Financial Gravity Family Office Services since September 2021, and is not listed among the firm’s executive officers or direct owners.
Financial Gravity Family Office Services, LLC is a Lakeway, TX firm with $590M under management, 1,724 clients and 16 advisers across 3 offices, as of its January 2026 filing.
Ashley Winters’ longest registration is the current one, 5 years at Financial Gravity Family Office Services since 2021. Before joining Financial Gravity Family Office Services in 2021, Ashley Winters was registered through Forta Financial Group, Inc.
- – present · 5 yearsFrisco, TX · Adviser representative · Firm CRD 316024
- Forta Financial Group, Inc.– · under a yearGreenwood Village, CO · Adviser representative · Firm CRD 28784
Investment adviser representative registrations
Ashley Winters is registered as an investment adviser representative in 6 states. The first approvals date from September 2021; the most recent is Ohio, in February 2026.
- CaliforniaSince 11 October 2024
- NevadaSince 14 January 2026
- New MexicoSince 17 August 2023
- New YorkSince 12 January 2026
- OhioSince 27 February 2026
- TexasSince 15 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Ashley Christine Winters
- CRD
- 6528339
- Firm
- Financial Gravity Family Office Services · CRD 316024
- Office
- Frisco, TX
- Registration
- Investment adviser registration
- In the industry since
- November 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Ashley Winters work?
Ashley Winters is an investment adviser representative registered through Financial Gravity Family Office Services, LLC since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Ashley Winters a financial advisor?
Yes. Ashley Winters has a current investment-adviser registration in California, Nevada, New Mexico, New York, Ohio and Texas, through Financial Gravity Family Office Services since September 2021.
How many years of experience does Ashley Winters have?
Ashley Winters has 5 years in the financial industry, since November 2020, across 2 adviser firms.
What exams has Ashley Winters passed?
Ashley Winters passed the Series 65 in November 2020.
Where is Ashley Winters based?
Ashley Winters’ registered office is in Frisco, TX.
Is Ashley Winters registered with FINRA?
No. Ashley Winters has no current broker registration.
How can I verify Ashley Winters’ record?
Search CRD 6528339 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ashley Winters’ full registration record.