Daniel Dubose has been an investment adviser representative at Financial Gravity Family Office Services since September 2021, and is not listed among the firm’s executive officers or direct owners.
Financial Gravity Family Office Services, LLC is a Lakeway, TX firm with $590M under management, 1,724 clients and 16 advisers across 3 offices, as of its January 2026 filing.
Daniel Dubose’s longest registration is the current one, 5 years at Financial Gravity Family Office Services since 2021. Before joining Financial Gravity Family Office Services in 2021, Daniel Dubose was registered through Forta Financial Group, Inc. and Archer Investment Corporation.
- – present · 5 yearsHouston, TX · Adviser representative · Firm CRD 316024
- Forta Financial Group, Inc.– · 1 yearHouston, TX · Adviser representative · Firm CRD 28784
- Archer Investment Corporation– · 3 yearsHouston, TX · Adviser representative · Firm CRD 136403
Investment adviser representative registrations
Daniel Dubose is registered as an investment adviser representative in Texas, since September 2021.
- TexasSince 23 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 February 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 August 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 May 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Daniel Wade Dubose
- CRD
- 4388473
- Firm
- Financial Gravity Family Office Services · CRD 316024
- Office
- 7887 San Felipe Street, Suite 122, Houston, TX 77063
- Registration
- Investment adviser registration
- In the industry since
- February 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Dubose work?
Daniel Dubose is an investment adviser representative registered through Financial Gravity Family Office Services, LLC since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Dubose a financial advisor?
Yes. Daniel Dubose has a current investment-adviser registration in Texas, through Financial Gravity Family Office Services since September 2021.
How many years of experience does Daniel Dubose have?
Daniel Dubose has 9 years in the financial industry, since February 2017, across 3 adviser firms.
What exams has Daniel Dubose passed?
Daniel Dubose has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 2001.
Where did Daniel Dubose work before Financial Gravity Family Office Services?
Before Financial Gravity Family Office Services, Daniel Dubose was registered through Archer Investment Corporation, February 2017 to June 2020.
Where is Daniel Dubose based?
Daniel Dubose’s registered office is in Houston, TX.
Is Daniel Dubose registered with FINRA?
No. Daniel Dubose has no current broker registration.
How can I verify Daniel Dubose’s record?
Search CRD 4388473 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Dubose’s full registration record.