Aegis Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Aegis Wealth Management reports 2,350 clients. They include 2,334 individual clients and 16 high-net-worth individuals. Of its assets, 100.0% ($216M across 2,350 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 99% | 88% |
| High-net-worth individuals | <1% | 12% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,334 | $189M | 87.5% | $81.2K |
| High-net-worth individuals | 16 | $27M | 12.5% | $1.69M |
| Total | 2,350 | $216M | 100% | $92.1K |
- Clients
- 2,334
- Regulatory AUM
- $189M
- AUM share
- 87.5%
- Avg. per client
- $81.2K
- Clients
- 16
- Regulatory AUM
- $27M
- AUM share
- 12.5%
- Avg. per client
- $1.69M
Total
- Clients
- 2,350
- Regulatory AUM
- $216M
- AUM share
- 100%
- Avg. per client
- $92.1K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Aegis Wealth Management charges 1.80%–2.15% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $10,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is a fixed fee of up to $10,000 for broad-based planning, or an hourly fee of up to $400 for specific services.
Darin Lucas owns 25% to 50% of Aegis Wealth Management. The leadership team of Aegis Wealth Management includes Chief Compliance Officer Rickey Rumelhart. It has 27 employees.
Staff
- 27 employees
- 27 in advisory functions
- 26 state-registered reps
- 26 insurance agents
- Owns 25% to 50% of Aegis Wealth Management, Inc.
Darin Lucas
Control person · since September 2017
- Owns 25% to 50% of Aegis Wealth Management, Inc.
Carl Muehlemeyer
Control person · since September 2017
- Owns 10% to 25% of Aegis Wealth Management, Inc.
Rickey Rumelhart
Control person · since September 2017
Aegis Wealth Management’s regulatory assets grew 3.9× from $55.3M (June 2021) to $216M (August 2026); clients rose from 520 to 2,350 and employees were 27 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $216M | 2,350 | 27 | 29 |
| Mar 2025March 2025 | $176M | 1,538 | 31 | 28 |
| Jul 2024July 2024 | $143M | 1,742 | 30 | 29 |
| Jul 2023July 2023 | $135M | 1,147 | 28 | 27 |
| Mar 2022March 2022 | $121M | 826 | 31 | 31 |
| Jun 2021June 2021 | $55.3M | 520 | 27 | 30 |
Besides its headquarters, Aegis Wealth Management has 28 offices (7 private residences, listed without an address), with 22 listed addresses across 11 states.
Florida · 5 listed addresses
- 1020 Gateway BLVD, Boynton Beach
- 2706 US-19 Alt, Palm Harbor
- 3539 SW Corporate Parkway, Palm City
- 999 Vanderbilt Beach Road, Naples
- 6601 Park of Commerce BLVD, Boca Raton
Colorado · 4 listed addresses
- 1875 W. 67th PL., Denver
- 225 Union BLVD, Lakewood
- 7105 W 44th Ave., Denver
- 13715 W 26th Ave., Golden
Indiana · 2 listed addresses
- 11555 N Meridian St, Carmel
- 11495 N Pennsylvania Street, Carmel
Missouri · 2 listed addresses
- 5511 N. Farmer Branch RD., Ozark
- 1932 W. Chesterfield BLVD., Springfield
Texas · 2 listed addresses
- 10935 Estate Lane, Dallas
- 985 Interstate 10 N, Beamont
Utah · 2 listed addresses
- 265 N Main Stree, Kaysville
- 4685 S Highland Drive, Holladay
Iowa · 1 listed address
- 317 State Street, Guthrie CenterHQ
Maryland · 1 listed address
- 103 N Main St., Bel Air
Michigan · 1 listed address
- 185 44th Street SW, Grandville
New Hampshire · 1 listed address
- 304 South Main Street, Laconia
Ohio · 1 listed address
- 1201 Barnhart Road, Troy
Other business names
Aegis Wealth Management has reported 10 other business names to the SEC.
- Allegiant Financial Sales Group LLC
- American Liberty Financial Network
- Crown Haven Wealth Management LLC
- Harford Wealth Group Inc.
- Oakway Financial LLC
- Simplify Enterprises LLC
- Stewart Wealth Advisors
- Truman and Associates Inc.
- Wilkinson Financial
- Zara Financial Group
Contact and registration details
- Legal name
- Aegis Wealth Management, Inc.
- Headquarters
- 317 State Street, Guthrie Center, IA 50115
- Website
- Not reported
- Phone
- 833-483-8383
- SEC file
- 801-117179
- Structure
- Colorado corporation
- Fiscal year end
- December
Aegis Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($216M). Aegis Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $216M100%
At year end, Aegis Wealth Management’s separately managed accounts were mostly in funds (80%) and stocks (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $155M across 119 positions; the largest are Northern Lts FD TR Iii (12.9%), Northern Lts FD TR Iii (10.9%) and SPDR Series Trust (8.5%).
What the accounts hold
- Stocks15%
- Funds80%
- Cash5%
How many clients does Aegis Wealth Management have?
Aegis Wealth Management has 2,350 clients and manages $216 million for them, as of August 2026. They include 2,334 individual clients and 16 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026
What services does Aegis Wealth Management offer?
Aegis Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Aegis Wealth Management charge?
Aegis Wealth Management charges 1.80%–2.15% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $10,000.
Source: AEGIS WEALTH MANAGEMENT INC. FORM ADV PART 2A BROCHURE, filed 19 March 2026
Which custodians does Aegis Wealth Management use?
Aegis Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $216M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 August 2026
How many financial advisors does Aegis Wealth Management have?
Aegis Wealth Management has 26 investment adviser representatives registered with state securities authorities, out of 27 employees, and 27 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 26 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Aegis Wealth Management invest in?
At the end of its last fiscal year, Aegis Wealth Management’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Aegis Wealth Management have a minimum investment?
Yes, Aegis Wealth Management’s minimum account size for its Portfolio Management Services is $10K.
Source: AEGIS WEALTH MANAGEMENT INC. FORM ADV PART 2A BROCHURE, filed 19 March 2026
Who owns Aegis Wealth Management?
Aegis Wealth Management’s direct owners are Darin Lucas, Carl Muehlemeyer and Rickey Rumelhart, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 11 August 2026
How does Aegis Wealth Management get paid?
Aegis Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Aegis Wealth Management?
Aegis Wealth Management’s main office is at 317 State Street, Guthrie Center, IA 50115. Its phone number is 833-483-8383.
