Kevin Hocker has been an investment adviser representative at Aegis Wealth Management since October 2021, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Management, Inc. is a Guthrie Center, IA firm with $216M under management, 2,350 clients and 27 advisers across 29 offices, as of its August 2026 filing.
Kevin Hocker’s longest registration is the current one, 5 years at Aegis Wealth Management since 2021. Before joining Aegis Wealth Management in 2021, Kevin Hocker was registered through Sound Income Strategies, LLC and Secure Investment Management, LLC.
- – present · 5 yearsLakewood, CO · Adviser representative · Firm CRD 301990
- Sound Income Strategies, LLC– · under a yearLakewood, CO · Adviser representative · Firm CRD 173272
- Secure Investment Management, LLC– · 4 yearsLakewood, CO · Adviser representative · Firm CRD 141195
- CL Wealth Management LLC– · 1 yearDenver, CO · Adviser representative · Firm CRD 134922
Investment adviser representative registrations
Kevin Hocker is registered as an investment adviser representative in Colorado, since October 2021.
- ColoradoSince 4 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 2015 |
| Series 7 | General Securities Representative Examination | 2 April 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 August 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kevin Lee Hocker
- CRD
- 6299270
- Firm
- Aegis Wealth Management · CRD 301990
- Office
- 225 Union Blvd., Suite 150, Lakewood, CO 80228
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Kevin Hocker work?
Kevin Hocker is an investment adviser representative registered through Aegis Wealth Management, Inc. since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Hocker a financial advisor?
Yes. Kevin Hocker has a current investment-adviser registration in Colorado, through Aegis Wealth Management since October 2021.
How many years of experience does Kevin Hocker have?
Kevin Hocker has 11 years in the financial industry, since August 2015, across 4 adviser firms.
What exams has Kevin Hocker passed?
Kevin Hocker has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in August 2014. FINRA credited Kevin Hocker with the SIE, which began in October 2018.
Where did Kevin Hocker work before Aegis Wealth Management?
Before Aegis Wealth Management, Kevin Hocker was registered through Sound Income Strategies, LLC, May 2021 to July 2021; Secure Investment Management, LLC, June 2016 to June 2021; CL Wealth Management LLC, April 2015 to May 2016.
Where is Kevin Hocker based?
Kevin Hocker’s registered office is in Lakewood, CO.
Is Kevin Hocker registered with FINRA?
No. Kevin Hocker has no current broker registration.
How can I verify Kevin Hocker’s record?
Search CRD 6299270 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Hocker’s full registration record.
