Rickey Rumelhart is a control person of Aegis Wealth Management and directly owns between 10% and 25% of it.
Aegis Wealth Management is an investment adviser based in Guthrie Center, IA, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $216 million, as filed on 11 August 2026. Its fees, ownership and offices are on the firm’s profile.
Rick Rumelhart is Managing Director & Chief Compliance Officer of Aegis Wealth Management. As Managing Director, he was instrumental in the creation of the advisor platform and technology stack the firm provides to its advisors. He began his career in the financial services industry as a New York Life career agent in the Des Moines General Office in 1989, and later held sales and training roles at Equitable of Iowa Companies and USG Annuity & Life.
- CRD
- 2021670
- Firm
- Aegis Wealth Management · CRD 301990
- Role
- Partner/Chief Compliance Officer
- In role since
- September 2017 · 9 years
- Control person
- Yes
- Direct ownership
- 10% to 25%
- Firm headquarters
- Guthrie Center, IA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Rickey Rumelhart work?
Rickey Rumelhart has been Partner/Chief Compliance Officer of Aegis Wealth Management, Inc. since September 2017, and is a control person of the firm.
How can I verify Rickey Rumelhart’s record?
Rickey Rumelhart’s role is listed on Aegis Wealth Management, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 301990.