James Wheeler has been an investment adviser representative at Aegis Wealth Management since May 2023, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Management, Inc. is a Guthrie Center, IA firm with $216M under management, 2,350 clients and 27 advisers across 29 offices, as of its August 2026 filing.
James Wheeler’s longest registration is the current one, 3 years at Aegis Wealth Management since 2023. Before joining Aegis Wealth Management in 2023, James Wheeler was registered through Maripau Wealth Management LLC.
- – present · 3 yearsDallas, TX · Adviser representative · Firm CRD 301990
- Maripau Wealth Management LLC– · under a yearCrandall, TX · Adviser representative · Firm CRD 311934
Investment adviser representative registrations
James Wheeler is registered as an investment adviser representative in Texas, since May 2023.
- TexasSince 8 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 March 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Joseph Ross Wheeler
- CRD
- 7725578
- Firm
- Aegis Wealth Management · CRD 301990
- Office
- 10935 Estate Lane, Suite 102, Dallas, TX 75238
- Registration
- Investment adviser registration
- In the industry since
- April 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does James Wheeler work?
James Wheeler is an investment adviser representative registered through Aegis Wealth Management, Inc. since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is James Wheeler a financial advisor?
Yes. James Wheeler has a current investment-adviser registration in Texas, through Aegis Wealth Management since May 2023.
How many years of experience does James Wheeler have?
James Wheeler has 3 years in the financial industry, since April 2023, across 2 adviser firms.
What exams has James Wheeler passed?
James Wheeler passed the Series 65 in March 2023.
Where did James Wheeler work before Aegis Wealth Management?
Before Aegis Wealth Management, James Wheeler was registered through Maripau Wealth Management LLC, April 2023 to May 2023.
Where is James Wheeler based?
James Wheeler’s registered office is in Dallas, TX.
Is James Wheeler registered with FINRA?
No. James Wheeler has no current broker registration.
How can I verify James Wheeler’s record?
Search CRD 7725578 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Wheeler’s full registration record.
