Brian Lipsett has been an investment adviser representative at Aegis Wealth Management since September 2021, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Management, Inc. is a Guthrie Center, IA firm with $216M under management, 2,350 clients and 27 advisers across 29 offices, as of its August 2026 filing.
Brian Lipsett is Founder & Financial Advisor of Oakway Financial, based in Wheat Ridge, Colorado. Lipsett founded Oakway Financial in 2019 and has served clients in the financial services industry since 2009. He works with individuals, families, business owners and retirees.
Investment adviser representative registrations
Brian Lipsett is registered as an investment adviser representative in Colorado, since September 2021.
- ColoradoSince 2 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 August 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brian Michael Lipsett
- CRD
- 7435766
- Firm
- Aegis Wealth Management · CRD 301990
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oakwayfinancial.com
Where does Brian Lipsett work?
Brian Lipsett is an investment adviser representative registered through Aegis Wealth Management, Inc. since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Brian Lipsett a financial advisor?
Yes. Brian Lipsett has a current investment-adviser registration in Colorado, through Aegis Wealth Management since September 2021.
How many years of experience does Brian Lipsett have?
Brian Lipsett has 5 years in the financial industry, since September 2021, across 1 adviser firm.
What exams has Brian Lipsett passed?
Brian Lipsett passed the Series 65 in August 2021.
Is Brian Lipsett registered with FINRA?
No. Brian Lipsett has no current broker registration.
How can I verify Brian Lipsett’s record?
Search CRD 7435766 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Lipsett’s full registration record.
