Lisa Cassidy has been an investment adviser representative at Aegis Wealth Management since November 2019, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Management, Inc. is a Guthrie Center, IA firm with $216M under management, 2,350 clients and 27 advisers across 29 offices, as of its August 2026 filing.
- – present · 6 yearsLakewood, CO · Adviser representative · Firm CRD 301990
Investment adviser representative registrations
Lisa Cassidy is registered as an investment adviser representative in Colorado, since November 2019.
- ColoradoSince 19 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 October 2019 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7198625
- Firm
- Aegis Wealth Management · CRD 301990
- Office
- 225 Union Blvd, Suite 150, Lakewood, CO 80028
- Registration
- Investment adviser registration
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Lisa Cassidy work?
Lisa Cassidy is an investment adviser representative registered through Aegis Wealth Management, Inc. since November 2019, and is not listed among the firm’s executive officers or direct owners.
Is Lisa Cassidy a financial advisor?
Yes. Lisa Cassidy has a current investment-adviser registration in Colorado, through Aegis Wealth Management since November 2019.
How many years of experience does Lisa Cassidy have?
Lisa Cassidy has 6 years in the financial industry, since November 2019, across 1 adviser firm.
What exams has Lisa Cassidy passed?
Lisa Cassidy passed the Series 65 in October 2019.
Where is Lisa Cassidy based?
Lisa Cassidy’s registered office is in Lakewood, CO.
Is Lisa Cassidy registered with FINRA?
No. Lisa Cassidy has no current broker registration.
How can I verify Lisa Cassidy’s record?
Search CRD 7198625 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lisa Cassidy’s full registration record.
