Randy Farish has been an investment adviser representative at Aegis Wealth Management since March 2024, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Management, Inc. is a Guthrie Center, IA firm with $216M under management, 2,350 clients and 27 advisers across 29 offices, as of its August 2026 filing.
Randy Farish’s longest registration is the current one, 2 years at Aegis Wealth Management since 2024. Before joining Aegis Wealth Management in 2024, Randy Farish was registered through Simple Financial, LLC and Gradient Advisors, LLC.
- – present · 2 yearsToquerville, UT · Adviser representative · Firm CRD 301990
- Simple Financial, LLC– · 1 yearSt. George, UT · Adviser representative · Firm CRD 321616
- Gradient Advisors, LLC– · 2 yearsSt. George, UT · Adviser representative · Firm CRD 152665
- Legacy Wealth Management, LLC– · under a yearSt George, UT · Adviser representative · Firm CRD 174767
Investment adviser representative registrations
Randy Farish is registered as an investment adviser representative in Utah, since March 2024.
- UtahSince 27 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 July 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 10 October 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 October 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Randy Steven Farish
- CRD
- 1211960
- Firm
- Aegis Wealth Management · CRD 301990
- Office
- Toquerville, UT
- Registration
- Investment adviser registration
- In the industry since
- June 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Randy Farish work?
Randy Farish is an investment adviser representative registered through Aegis Wealth Management, Inc. since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Randy Farish a financial advisor?
Yes. Randy Farish has a current investment-adviser registration in Utah, through Aegis Wealth Management since March 2024.
How many years of experience does Randy Farish have?
Randy Farish has 14 years in the financial industry, since June 2012, across 4 adviser firms.
What exams has Randy Farish passed?
Randy Farish has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2015. FINRA credited Randy Farish with the SIE, which began in October 2018.
Where did Randy Farish work before Aegis Wealth Management?
Before Aegis Wealth Management, Randy Farish was registered through Gradient Advisors, LLC, September 2020 to December 2022; Legacy Wealth Management, LLC, October 2018 to June 2019.
Where is Randy Farish based?
Randy Farish’s registered office is in Toquerville, UT.
Is Randy Farish registered with FINRA?
No. Randy Farish has no current broker registration.
How can I verify Randy Farish’s record?
Search CRD 1211960 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randy Farish’s full registration record.
