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Richard Linton

Manager at Empower Capital Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Richard Linton is Manager of Empower Capital Management, LLC, a Greenwood Village investment adviser managing $78B. Richard Linton has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Empower Capital Management

Title on Schedule A
Manager
Control
Richard Linton is a control person of Empower Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Richard Linton has held the filed role since May 2019.

The firm

Empower Capital Management, LLC
Greenwood Village, CO

Form ADV filed 31 March 2026

$78B AUM162 clients84 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2007
  4. Passed Series 7 · 2006
  5. Passed Series 26 · 2004
  6. Passed Series 6 and Series 63 · 1991

Registrations and exams

Broker registration; no current adviser registration. Richard Linton has passed 7 qualifying exams.

Examinations

Series 6326 March 1991
Name
Uniform Securities Agent State Law Examination
Series 243 January 2007
Name
General Securities Principal Examination
Series 262 November 2004
Name
Investment Company Products/Variable Contracts Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 71 September 2006
Name
General Securities Representative Examination
Series 629 January 1991
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Richard Henry Linton
CRD
2107513
Firm
Empower Capital Management, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Richard Linton work?

Richard Linton has been Manager of Empower Capital Management, LLC since May 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Richard Linton have a current investment-adviser registration?

Richard Linton has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Richard Linton passed?

Richard Linton has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24, SIE and Series 99TO. The earliest, the Series 6, was passed in January 1991.

Source: IAPD individual record, checked 17 October 2026

Leadership at Empower Capital Management

Sources

  1. IAPD individual record, CRD 2107513. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Empower Capital Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Richard Linton or Empower Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.