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Lazaro Guzman

Vice President at Empower Capital Management

Investment adviser and broker registrationsWest Hartford, CTSEC record checked 18 October 2026

19
Years in the industry
3
Years at the firm
2
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Lazaro Guzman is Vice President of Empower Capital Management, LLC, a Greenwood Village investment adviser managing $78B. Lazaro Guzman has been registered through Empower Capital Management since 21 February 2023, has 19 years in the industry across 2 firms and has passed the Series 6, Series 63, SIE and Series 26.

Role at Empower Capital Management

Title on Schedule A
Vice President
Control
Lazaro Guzman is a control person of Empower Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lazaro Guzman has held the filed role since April 2023.

The firm

Empower Capital Management, LLC
Greenwood Village, CO

Form ADV filed 31 March 2026

$78B AUM162 clients84 advisers1 offices

Career on record

Lazaro Guzman has been registered through Empower Capital Management since February 2023, and before that through Global Portfolio Strategies, Inc..

Firms and exams, newest first
  1. Empower Capital Management, LLCCurrent
    – present · 4 years
    West Hartford, CT · Adviser representative · Firm CRD 107272
  2. Passed Series 26 · 2020
  3. Global Portfolio Strategies, Inc.
    – · 4 years
    Hartford, CT · Adviser representative · Firm CRD 105812
  4. Passed SIE · 2018
  5. Passed Series 6 and Series 63 · 2007

Registrations and exams

Lazaro Guzman has a current investment-adviser registration in Connecticut and has passed 4 qualifying exams.

Connecticut21 February 2023
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6316 March 2007
Name
Uniform Securities Agent State Law Examination
Series 2615 September 2020
Name
Investment Company Products/Variable Contracts Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 624 February 2007
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Lazaro Guzman
CRD
4600285
Firm
Empower Capital Management, LLC
Registration status
Investment adviser and broker registrations
Office
West Hartford, CT

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Lazaro Guzman work?

Lazaro Guzman has been Vice President of Empower Capital Management, LLC since April 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Lazaro Guzman a financial advisor?

Yes. Lazaro Guzman has a current investment-adviser registration in Connecticut, through Empower Capital Management since February 2023, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Lazaro Guzman have?

Lazaro Guzman has worked in the financial industry for 19 years as of 18 October 2026, counted from 18 March 2007, across 2 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Lazaro Guzman passed?

Lazaro Guzman has passed 4 licensing exams: the Series 6, Series 63, SIE and Series 26. The earliest, the Series 6, was passed in February 2007.

Source: IAPD individual record, checked 18 October 2026

Where did Lazaro Guzman work before Empower Capital Management?

Before Empower Capital Management, Lazaro Guzman was registered through Global Portfolio Strategies, Inc., April 2019 to December 2022.

Source: IAPD individual record, checked 18 October 2026

Where is Lazaro Guzman based?

Lazaro Guzman’s registered office is in West Hartford, CT.

Source: IAPD individual record, checked 18 October 2026

Leadership at Empower Capital Management

Sources

  1. IAPD individual record, CRD 4600285. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Empower Capital Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lazaro Guzman or Empower Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.