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Andrew Corwin

Portfolio Manager at Empower Capital Management

Broker registration; no current adviser registrationSEC record checked 18 October 2026

3
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Andrew Corwin is Portfolio Manager of Empower Capital Management, LLC, a Greenwood Village investment adviser managing $78B. Andrew Corwin has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Empower Capital Management

Title on Schedule A
Portfolio Manager
Control
Andrew Corwin is a control person of Empower Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Andrew Corwin has held the filed role since April 2017.

The firm

Empower Capital Management, LLC
Greenwood Village, CO

Form ADV filed 31 March 2026

$78B AUM162 clients84 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 26 · 2017
  3. Passed Series 6 and Series 63 · 2015
  4. Advised Assets Group, LLC
    – · 3 years
    Greenwood Village, CO · Adviser representative · Firm CRD 112058
  5. Strategies Investment Management, LLC
    – · 1 year
    Denver, CO · Adviser representative · Firm CRD 153653
  6. Strategies LLC
    – · 2 years
    Denver, CO · Adviser representative · Firm CRD 114035
  7. Passed Series 65 · 2009

Registrations and exams

Broker registration; no current adviser registration. Andrew Corwin has passed 5 qualifying exams.

Examinations

Series 6317 February 2015
Name
Uniform Securities Agent State Law Examination
Series 6529 September 2009
Name
Uniform Investment Adviser Law Examination
Series 2617 February 2017
Name
Investment Company Products/Variable Contracts Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 69 February 2015
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Andrew N Corwin
CRD
5543822
Firm
Empower Capital Management, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Andrew Corwin work?

Andrew Corwin has been Portfolio Manager of Empower Capital Management, LLC since April 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Andrew Corwin have a current investment-adviser registration?

Andrew Corwin has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Andrew Corwin passed?

Andrew Corwin has passed 5 licensing exams: the Series 65, Series 6, Series 63, Series 26 and SIE. The earliest, the Series 65, was passed in September 2009.

Source: IAPD individual record, checked 18 October 2026

Where was Andrew Corwin previously registered as an investment adviser?

Andrew Corwin has past investment-adviser registrations through Advised Assets Group, LLC, December 2011 to March 2015; Strategies Investment Management, LLC, November 2010 to November 2011; Strategies LLC, September 2009 to November 2011, across 3 firms.

Source: IAPD individual record, checked 18 October 2026

Leadership at Empower Capital Management

Sources

  1. IAPD individual record, CRD 5543822. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Empower Capital Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Andrew Corwin or Empower Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.