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Mary Maiers

Manager at Empower Capital Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Mary Maiers is Manager of Empower Capital Management, LLC, a Greenwood Village investment adviser managing $78B. Mary Maiers has a current broker registration and no current investment-adviser registration and has passed the Series 27, SIE and Series 99TO.

Role at Empower Capital Management

Title on Schedule A
Manager
Control
Mary Maiers is a control person of Empower Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mary Maiers has held the filed role since July 2023.

The firm

Empower Capital Management, LLC
Greenwood Village, CO

Form ADV filed 31 March 2026

$78B AUM162 clients84 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE and Series 99TO · 2023
  2. Passed Series 27 · 2002

Registrations and exams

Broker registration; no current adviser registration. Mary Maiers has passed 3 qualifying exams.

Examinations

Series 276 August 2002
Name
Financial and Operations Principal Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 99TO2 January 2023
Name
Operations Professional Examination

Individual record

Full name
Mary Carol Maiers
CRD
4468209
Firm
Empower Capital Management, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Mary Maiers work?

Mary Maiers has been Manager of Empower Capital Management, LLC since July 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Mary Maiers have a current investment-adviser registration?

Mary Maiers has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Mary Maiers passed?

Mary Maiers has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in August 2002.

Source: IAPD individual record, checked 17 October 2026

Leadership at Empower Capital Management

Sources

  1. IAPD individual record, CRD 4468209. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Empower Capital Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mary Maiers or Empower Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.