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Abhijit Dande

Derivatives Risk Manager at Empower Capital Management

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Abhijit Dande is Derivatives Risk Manager of Empower Capital Management, LLC, a Greenwood Village investment adviser managing $78B. Abhijit Dande has passed the Series 7 and SIE.

Role at Empower Capital Management

Title on Schedule A
Derivatives Risk Manager
Control
Abhijit Dande is a control person of Empower Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Abhijit Dande has held the filed role since November 2021.

The firm

Empower Capital Management, LLC
Greenwood Village, CO

Form ADV filed 31 March 2026

$78B AUM162 clients84 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2017
  2. Passed Series 7 · 2015

Registrations and exams

No current adviser or broker registration. Abhijit Dande has passed 2 qualifying exams.

Examinations

SIE10 January 2017
Name
Securities Industry Essentials Examination
Series 710 July 2015
Name
General Securities Representative Examination

Individual record

Full name
Abhijit Dande
CRD
6435317
Firm
Empower Capital Management, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Abhijit Dande work?

Abhijit Dande has been Derivatives Risk Manager of Empower Capital Management, LLC since November 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Abhijit Dande have a current investment-adviser registration?

Abhijit Dande has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Abhijit Dande passed?

Abhijit Dande has passed 2 licensing exams: the Series 7 and SIE. The earliest, the Series 7, was passed in July 2015.

Source: IAPD individual record, checked 18 October 2026

Leadership at Empower Capital Management

Sources

  1. IAPD individual record, CRD 6435317. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Empower Capital Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Abhijit Dande or Empower Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.