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Kelly New

Financial Officer & Treasurer at Empower Capital Management

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Kelly New is Financial Officer & Treasurer of Empower Capital Management, LLC, a Greenwood Village investment adviser managing $78B. Kelly New has a current broker registration and no current investment-adviser registration and has passed the Series 99 and SIE.

Role at Empower Capital Management

Title on Schedule A
Financial Officer & Treasurer
Control
Kelly New is a control person of Empower Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kelly New has held the filed role since April 2023.

The firm

Empower Capital Management, LLC
Greenwood Village, CO

Form ADV filed 31 March 2026

$78B AUM162 clients84 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 99 · 2012

Registrations and exams

Broker registration; no current adviser registration. Kelly New has passed 2 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 9926 April 2012
Name
Operations Professional Examination

Individual record

Full name
Kelly Blanchard New
CRD
6003857
Firm
Empower Capital Management, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kelly New work?

Kelly New has been Financial Officer & Treasurer of Empower Capital Management, LLC since April 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Kelly New have a current investment-adviser registration?

Kelly New has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Kelly New passed?

Kelly New has passed 2 licensing exams: the Series 99 and SIE. The earliest, the Series 99, was passed in April 2012.

Source: IAPD individual record, checked 18 October 2026

Leadership at Empower Capital Management

Sources

  1. IAPD individual record, CRD 6003857. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Empower Capital Management, LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kelly New or Empower Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.