Career
John Clouthier has been Assistant Treasurer of Empower Capital Management since April 2014. John Clouthier is a control person of the firm and directly owns under 5% of it.
Empower Capital Management, LLC is a Greenwood Village, CO firm with $78B under management, 162 clients and 84 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on John Clouthier’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 99 | Operations Professional Examination | 29 May 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
Individual record
- Full name
- John Andrew Clouthier
- CRD
- 2360700
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does John Clouthier work?
John Clouthier has been Assistant Treasurer of Empower Capital Management, LLC since April 2014, and is a control person of the firm.
Does John Clouthier have a current investment-adviser registration?
John Clouthier has a current broker registration and no current investment-adviser registration.
What exams has John Clouthier passed?
John Clouthier passed the Series 99 in May 2012. FINRA credited John Clouthier with the SIE, which began in October 2018.
Leadership at Empower Capital Management
- Lazaro GuzmanVice President
- Jonathan KreiderPresident and CEO
- Ryan LogsdonVice President & Counsel
- Ahmed Abdul-JaleelChief Compliance Officer
- Tad AndersonAssistant Portfolio Manager
- Jack BrownChief Investment Officer
- Darrin Robert CloughPortfolio Manager
- Andrew CorwinPortfolio Manager
- Abhijit DandeDerivatives Risk Manager
- Alyssa GalbaughAssistant Secretary
- Richard LintonManager
- Mary MaiersManager
- David McLeodManager
- Maria MendelsbergPortfolio Manager
- Kelly NewFinancial Officer & Treasurer
- Palak PatelSecretary
- Robyn RichardsAssistant Portfolio Manager
- Olga ZhivnitskayaCounsel