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Richard Buoncore

Chairman & Chief Executive Officer at Mai Capital Management

Investment adviser registrationCleveland, OH

Richard Buoncore is Chairman & Chief Executive Officer of Mai Capital Management, LLC, a Cleveland investment adviser managing $52.1B. Richard Buoncore has been registered as an investment adviser representative through Mai Capital Management since 12 April 2007, has 31 years in the industry across 3 firms and has passed 5 licensing exams.

31
Years in industry
19
Years at firm
3
Adviser firms
1
States registered

From the IAPD record · data retrieved 17 October 2026SEC record

Career

Richard Buoncore has been Chairman & Chief Executive Officer of Mai Capital Management since January 2026. Richard Buoncore is a control person of the firm and directly owns under 5% of it. Richard Buoncore holds an MAI lists Rick Buoncore as earning a BS in Accounting from Fordham University.

Mai Capital Management, LLC is a Cleveland, OH firm with $52.1B under management, 16,261 clients and 230 advisers across 30 offices, as of its October 2026 filing.

  1. Mai Capital Management, LLCCurrent
    – present · 19 years
    Cleveland, OH · Adviser representative · Firm CRD 109807
  2. Bc Investment Partners LLC
    – · under a year
    Cleveland, OH · Adviser representative · Firm CRD 138935
  3. Victory Capital Management Inc.
    – · 11 years
    Cleveland, OH · Adviser representative · Firm CRD 106189

Credentials and registrations

Investment adviser representative registrations

Ohio12 April 2007
Status
Approved

Examinations

Series 6315 September 2010
Name
Uniform Securities Agent State Law Examination
Series 2724 February 1994
Name
Financial and Operations Principal Examination
Series 2417 December 1993
Name
General Securities Principal Examination
Series 651 November 1993
Name
Uniform Investment Adviser Law Examination
Series 720 June 1987
Name
General Securities Representative Examination

Individual record

Full name
Richard James Buoncore
CRD
1652210
Office
6050 OAK TREE BLVD, SUITE 500, Cleveland, OH 44131
Firm bio
mai.capital

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Richard Buoncore work?

Richard Buoncore has been Chairman & Chief Executive Officer of Mai Capital Management, LLC since January 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Is Richard Buoncore a financial advisor?

Yes. Richard Buoncore has a current investment-adviser registration in Ohio, through Mai Capital Management since April 2007.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Richard Buoncore have?

Richard Buoncore has 31 years in the financial industry, since October 1995, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Richard Buoncore passed?

Richard Buoncore has passed 5 licensing exams: the Series 7, Series 65, Series 24, Series 27 and Series 63. The earliest, the Series 7, was passed in June 1987.

Source: IAPD individual record, checked 17 October 2026

Where did Richard Buoncore work before Mai Capital Management?

Before Mai Capital Management, Richard Buoncore was registered through Victory Capital Management Inc., September 1994 to October 2005.

Source: IAPD individual record, checked 17 October 2026

Where is Richard Buoncore based?

Richard Buoncore’s registered office is in Cleveland, OH.

Source: IAPD individual record, checked 17 October 2026

Leadership at Mai Capital Management

Sources

  1. IAPD individual record, CRD 1652210. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mai Capital Management, LLC, filed 1 October 2026. Title, control and ownership bands.
  3. Mai Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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