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Jay Sanders

Managing Partner at Mai Capital Management

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Jay Sanders is Managing Partner of Mai Capital Management, LLC, a Cleveland investment adviser managing $52.1B. Jay Sanders has past investment-adviser registrations through 1 firm and has passed 5 licensing exams.

Role at Mai Capital Management

Title on Schedule A
Managing Partner
Control
Jay Sanders is a control person of Mai Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jay Sanders has held the filed role since November 2025.

The firm

Mai Capital Management, LLC
Cleveland, OH

Form ADV filed 1 October 2026

$52.1B AUM16,261 clients230 advisers44 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2016
  2. Passed Series 66 and Series 24 · 2005
  3. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 9 years
    Los Angeles, CA · Adviser representative · Firm CRD 7691
  4. Passed Series 7 and Series 63 · 2002

Registrations and exams

No current adviser or broker registration. Jay Sanders has passed 5 qualifying exams.

Examinations

Series 6621 October 2005
Name
Uniform Combined State Law Examination
Series 6324 June 2002
Name
Uniform Securities Agent State Law Examination
Series 241 December 2005
Name
General Securities Principal Examination
SIE24 October 2016
Name
Securities Industry Essentials Examination
Series 719 February 2002
Name
General Securities Representative Examination

Individual record

Full name
Jay David Sanders
CRD
4471821
Firm
Mai Capital Management, LLC
Registration status
No current adviser or broker registration
Firm bio
mai.capital

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

MAI says Jay Sanders leads its Family Office and Tax Services. MAI Capital Management biography

Education

Common questions

Where does Jay Sanders work?

Jay Sanders has been Managing Partner of Mai Capital Management, LLC since November 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Does Jay Sanders have a current investment-adviser registration?

Jay Sanders has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Jay Sanders passed?

Jay Sanders has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 24 and SIE. The earliest, the Series 7, was passed in February 2002.

Source: IAPD individual record, checked 17 October 2026

Where was Jay Sanders previously registered as an investment adviser?

Jay Sanders has past investment-adviser registrations through Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2005 to April 2015, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Mai Capital Management

Sources

  1. IAPD individual record, CRD 4471821. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mai Capital Management, LLC, filed 1 October 2026. Title, control and ownership bands.
  3. Mai Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jay Sanders or Mai Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.