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Joseph Mclean

Managing Partner at Mai Capital Management

Investment adviser registrationSan Ramon, CASEC record checked 17 October 2026

20
Years in the industry
4
Years at the firm
5
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Joseph Mclean is Managing Partner of Mai Capital Management, LLC, a Cleveland investment adviser managing $52.1B. Joseph Mclean has been registered through Mai Capital Management since 16 September 2022, has 20 years in the industry across 5 firms and has passed 5 licensing exams.

Role at Mai Capital Management

Title on Schedule A
Managing Partner
Control
Joseph Mclean is a control person of Mai Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joseph Mclean has held the filed role since September 2024.

The firm

Mai Capital Management, LLC
Cleveland, OH

Form ADV filed 1 October 2026

$52.1B AUM16,261 clients230 advisers44 offices

Career on record

Joseph Mclean has been registered through Mai Capital Management since September 2022, and before that through Intersect Capital LLC, True Capital Management, Alliancebernstein L.p. and Lord, Abbett & Co. LLC.

Firms and exams, newest first
  1. Mai Capital Management, LLCCurrent
    – present · 4 years
    San Ramon, CA · Adviser representative · Firm CRD 109807
  2. Intersect Capital LLC
    – · 8 years
    San Ramon, CA · Adviser representative · Firm CRD 122418
  3. True Capital Management
    – · 3 years
    New York, NY · Adviser representative · Firm CRD 142962
  4. Passed Series 31 · 2009
  5. Alliancebernstein L.p.
    – · 4 years
    Danville, CA · Adviser representative · Firm CRD 108477
  6. Lord, Abbett & Co. LLC
    – · 1 year
    Jersey City, NJ · Adviser representative · Firm CRD 110391
  7. Passed Series 65 · 2005
  8. Passed Series 7 · 2001
  9. Passed Series 6 and Series 63 · 2000

Registrations and exams

Joseph Mclean has a current investment-adviser registration in California and has passed 5 qualifying exams.

California16 September 2022
Scope
Investment adviser representative
Status
Approved

Examinations

Series 658 August 2005
Name
Uniform Investment Adviser Law Examination
Series 634 December 2000
Name
Uniform Securities Agent State Law Examination
Series 3123 September 2009
Name
Futures Managed Funds Examination
Series 79 October 2001
Name
General Securities Representative Examination
Series 617 October 2000
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Joseph R. Mclean
CRD
4277524
Firm
Mai Capital Management, LLC
Registration status
Investment adviser registration
Office
12657 Alcosta Blvd, Suite 400, San Ramon, CA 94583
Firm bio
mai.capital

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

MAI says Joe McLean provides planning and investment advisory services to professional athletes, entertainers, and entrepreneurs. MAI Capital Management biography

Education

Common questions

Where does Joseph Mclean work?

Joseph Mclean has been Managing Partner of Mai Capital Management, LLC since September 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Is Joseph Mclean a financial advisor?

Yes. Joseph Mclean has a current investment-adviser registration in California, through Mai Capital Management since September 2022, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Joseph Mclean have?

Joseph Mclean has worked in the financial industry for 20 years as of 17 October 2026, counted from 21 October 2005, across 5 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Joseph Mclean passed?

Joseph Mclean has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 31. The earliest, the Series 6, was passed in October 2000.

Source: IAPD individual record, checked 17 October 2026

Where did Joseph Mclean work before Mai Capital Management?

Before Mai Capital Management, Joseph Mclean was registered through Intersect Capital LLC, June 2014 to August 2022; True Capital Management, May 2011 to June 2014; Alliancebernstein L.p., October 2006 to April 2011; Lord, Abbett & Co. LLC, August 2005 to October 2006.

Source: IAPD individual record, checked 17 October 2026

Where is Joseph Mclean based?

Joseph Mclean’s registered office is in San Ramon, CA.

Source: IAPD individual record, checked 17 October 2026

Leadership at Mai Capital Management

Sources

  1. IAPD individual record, CRD 4277524. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mai Capital Management, LLC, filed 1 October 2026. Title, control and ownership bands.
  3. Mai Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joseph Mclean or Mai Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.