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John Zaller

Managing Partner at Mai Capital Management

Investment adviser registrationCleveland, OHSEC record checked 18 October 2026

18
Years in the industry
18
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

John Zaller is Managing Partner of Mai Capital Management, LLC, a Cleveland investment adviser managing $52.1B. John Zaller has been registered through Mai Capital Management since 22 January 2008, has 18 years in the industry across 1 firm and has passed the Series 65.

Role at Mai Capital Management

Title on Schedule A
Managing Partner
Control
John Zaller is a control person of Mai Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Zaller has held the filed role since September 2024.

The firm

Mai Capital Management, LLC
Cleveland, OH

Form ADV filed 1 October 2026

$52.1B AUM16,261 clients230 advisers44 offices

Career on record

John Zaller has been registered through Mai Capital Management since January 2008.

Firms and exams, newest first
  1. Mai Capital Management, LLCCurrent
    – present · 19 years
    Cleveland, OH · Adviser representative · Firm CRD 109807
  2. Passed Series 65 · 2008

Registrations and exams

John Zaller has a current investment-adviser registration in Ohio and has passed 1 qualifying exam.

Ohio22 January 2008
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6519 January 2008
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
John Daniel Zaller
CRD
5411819
Firm
Mai Capital Management, LLC
Registration status
Investment adviser registration
Office
6050 OAK TREE BLVD, SUITE 500, Cleveland, OH 44131
Firm bio
mai.capital

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

MAI says John Zaller coordinates the firm’s overall investment strategy and its implementation in client portfolios. MAI Capital Management biography

Education

Common questions

Where does John Zaller work?

John Zaller has been Managing Partner of Mai Capital Management, LLC since September 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Is John Zaller a financial advisor?

Yes. John Zaller has a current investment-adviser registration in Ohio, through Mai Capital Management since January 2008, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does John Zaller have?

John Zaller has worked in the financial industry for 18 years as of 18 October 2026, counted from 21 January 2008, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has John Zaller passed?

John Zaller passed the Series 65 in January 2008.

Source: IAPD individual record, checked 18 October 2026

Where is John Zaller based?

John Zaller’s registered office is in Cleveland, OH.

Source: IAPD individual record, checked 18 October 2026

Leadership at Mai Capital Management

Sources

  1. IAPD individual record, CRD 5411819. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mai Capital Management, LLC, filed 1 October 2026. Title, control and ownership bands.
  3. Mai Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Zaller or Mai Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.