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Philip Noftsinger

Chief Financial Officer at Mai Capital Management

Officer record from the firm’s Form ADVForm ADV filed 1 October 2026

Philip Noftsinger is Chief Financial Officer of Mai Capital Management, LLC, a Cleveland investment adviser.

Role at Mai Capital Management

Title on Schedule A
Chief Financial Officer
Control
Philip Noftsinger is a control person of Mai Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Philip Noftsinger has held the filed role since September 2024.

The firm

Mai Capital Management, LLC
Cleveland, OH

Form ADV filed 1 October 2026

$52.1B AUM16,261 clients230 advisers44 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Philip Noftsinger is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Philip Noftsinger
CRD
7989264
Firm
Mai Capital Management, LLC
Record basis
Form ADV officer listing
Firm bio
mai.capital

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

MAI says Philip Noftsinger joined as Chief Financial Officer and is responsible for corporate accounting, financial reporting, and financial planning and analysis. MAI Capital Management biography

Education

Common questions

Where does Philip Noftsinger work?

Philip Noftsinger has been Chief Financial Officer of Mai Capital Management, LLC since September 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Leadership at Mai Capital Management

Sources

  1. IAPD individual lookup, CRD 7989264. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Mai Capital Management, LLC, filed 1 October 2026. Title, control and ownership bands.
  3. Mai Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Philip Noftsinger or Mai Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.