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Leslie Drockton

General Counsel at Mai Capital Management

Officer record from the firm’s Form ADVForm ADV filed 1 October 2026

Leslie Drockton is General Counsel of Mai Capital Management, LLC, a Cleveland investment adviser.

Role at Mai Capital Management

Title on Schedule A
General Counsel
Control
Leslie Drockton is a control person of Mai Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Leslie Drockton has held the filed role since June 2023.

The firm

Mai Capital Management, LLC
Cleveland, OH

Form ADV filed 1 October 2026

$52.1B AUM16,261 clients230 advisers44 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Leslie Drockton is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Leslie Drockton
CRD
7986283
Firm
Mai Capital Management, LLC
Record basis
Form ADV officer listing
Firm bio
mai.capital

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

MAI says Leslie Drockton joined as Legal Counsel and oversees the Compliance Department. MAI Capital Management biography

Education

Common questions

Where does Leslie Drockton work?

Leslie Drockton has been General Counsel of Mai Capital Management, LLC since June 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 October 2026

Leadership at Mai Capital Management

Sources

  1. IAPD individual lookup, CRD 7986283. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Mai Capital Management, LLC, filed 1 October 2026. Title, control and ownership bands.
  3. Mai Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Leslie Drockton or Mai Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.