Role at Pinnacle Associates
- Title on Schedule A
- Executive Vice President
- Control
- Peter Marron is a control person of Pinnacle Associates.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Peter Marron has held the filed role since January 1993.
The firm
Form ADV filed 26 March 2026
Career on record
Peter Marron has been registered through Pinnacle Associates since May 2006.
- Passed Series 24 · 1993
- Passed Series 8 · 1988
- Passed Series 63 · 1984
- Passed Series 1 · 1971
Registrations and exams
Peter Marron has a current investment-adviser registration in Connecticut, Louisiana and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Connecticut | Investment adviser representative | Approved | 14 January 2014 |
| Louisiana | Investment adviser representative | Approved | 30 January 2014 |
| Texas | Investment adviser representative | Approved, resident | 26 May 2006 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 23 August 1984 |
| Series 24 | General Securities Principal Examination | 10 December 1993 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 26 September 1988 |
| Series 1 | Registered Representative Examination | 6 December 1971 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Registered Representative Examination
Individual record
- Full name
- Peter Nathan Marron
- CRD
- 1283548
- Registration status
- Investment adviser registration
- Firm bio
- pinnacle-associates.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Pinnacle lists Peter Marron as a board member and executive vice president. Official firm biography/team page
Common questions
Where does Peter Marron work?
Peter Marron has been Executive Vice President of Pinnacle Associates, LTD. since January 1993, and is a control person of the firm.
Is Peter Marron a financial advisor?
Yes. Peter Marron has a current investment-adviser registration in Connecticut, Louisiana and Texas, through Pinnacle Associates since May 2006, as of 17 October 2026.
How many years of experience does Peter Marron have?
Peter Marron has worked in the financial industry for 20 years as of 17 October 2026, counted from 25 May 2006, across 1 adviser firm.
What exams has Peter Marron passed?
Peter Marron has passed 4 licensing exams: the Series 1, Series 63, Series 8 and Series 24. The earliest, the Series 1, was passed in December 1971.
Leadership at Pinnacle Associates
- Scott BrownPresident
- Donald DowdVice President
- James FerrareExecutive Vice President
- Eric FreedgoodVice President
- King HarrisSenior Vice President
- Joel HeymanSenior Vice President/Director of Operations
- John PassiosExecutive Vice President
- Kimon PassiosExecutive Vice President
- Paul LagermasiniChief Financial Officer
- Joseph SheaChief Compliance Officer
- John BocockSenior Portfolio Manager
- Michael DelfinoDirector of Taft Hartley Services
- Timothy PiacentiniSenior Portfolio Manager
- Harold SteinSenior Portfolio Manager
- Susan RootSenior Account Administrator