Career
Joseph Shea has been Chief Compliance Officer of Pinnacle Associates since April 2018. Joseph Shea is a control person of the firm and directly owns under 5% of it.
Pinnacle Associates, LTD. is a New York, NY firm with $10.4B under management, 2,325 clients and 33 advisers across 9 offices, as of its March 2026 filing.
On 18 October 2026, Pinnacle’s team roster listed Joseph Shea as chief compliance officer.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Joseph Shea is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Joseph Shea
- CRD
- 5763107
- Record basis
- Form ADV officer listing
- Firm bio
- pinnacle-associates.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Joseph Shea work?
Joseph Shea has been Chief Compliance Officer of Pinnacle Associates, LTD. since April 2018, and is a control person of the firm.
Leadership at Pinnacle Associates
- Scott BrownPresident
- Donald DowdVice President
- James FerrareExecutive Vice President
- Eric FreedgoodVice President
- King HarrisSenior Vice President
- Joel HeymanSenior Vice President/Director of Operations
- Peter MarronExecutive Vice President
- John PassiosExecutive Vice President
- Kimon PassiosExecutive Vice President
- Paul LagermasiniChief Financial Officer
- John BocockSenior Portfolio Manager
- Michael DelfinoDirector of Taft Hartley Services
- Timothy PiacentiniSenior Portfolio Manager
- Harold SteinSenior Portfolio Manager
- Susan RootSenior Account Administrator