Role at Pinnacle Associates
- Title on Schedule A
- Senior Vice President
- Control
- King Harris is not a control person of Pinnacle Associates.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- King Harris has held the filed role since June 1998.
The firm
Form ADV filed 26 March 2026
Career on record
King Harris has been registered through Pinnacle Associates since September 2021.
- Pinnacle Associates, Ltd.Current– present · 5 yearsNew York, NY · Adviser representative · Firm CRD 110631
- Passed Series 65 · 1996
- Passed Series 15 · 1982
- Passed Series 63 · 1979
- Passed Series 7 · 1978
Registrations and exams
King Harris has a current investment-adviser registration in New York and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 14 September 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 August 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 September 1979 |
| Series 15 | Foreign Currency Options Examination | 7 December 1982 |
| Series 7 | General Securities Representative Examination | 15 May 1978 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Foreign Currency Options Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- King Hanford Harris
- CRD
- 851327
- Registration status
- Investment adviser registration
- Office
- 286 MADISON AVENUE, 20TH FLOOR, New York, NY 10017
- Firm bio
- pinnacle-associates.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Pinnacle lists King Harris as a wealth advisor. Official firm biography/team page
Common questions
Where does King Harris work?
King Harris has been Senior Vice President of Pinnacle Associates, LTD. since June 1998.
Is King Harris a financial advisor?
Yes. King Harris has a current investment-adviser registration in New York, through Pinnacle Associates since September 2021, as of 17 October 2026.
How many years of experience does King Harris have?
King Harris has worked in the financial industry for 5 years as of 17 October 2026, counted from 13 September 2021, across 1 adviser firm.
What exams has King Harris passed?
King Harris has passed 4 licensing exams: the Series 7, Series 63, Series 15 and Series 65. The earliest, the Series 7, was passed in May 1978.
Where is King Harris based?
King Harris’ registered office is in New York, NY.
Leadership at Pinnacle Associates
- Scott BrownPresident
- Donald DowdVice President
- James FerrareExecutive Vice President
- Eric FreedgoodVice President
- Joel HeymanSenior Vice President/Director of Operations
- Peter MarronExecutive Vice President
- John PassiosExecutive Vice President
- Kimon PassiosExecutive Vice President
- Paul LagermasiniChief Financial Officer
- Joseph SheaChief Compliance Officer
- John BocockSenior Portfolio Manager
- Michael DelfinoDirector of Taft Hartley Services
- Timothy PiacentiniSenior Portfolio Manager
- Harold SteinSenior Portfolio Manager
- Susan RootSenior Account Administrator