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Michael Delfino

Director of Taft Hartley Services at Pinnacle Associates

Investment adviser registrationTarrytown, NYSEC record checked 17 October 2026

5
Years in the industry
5
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Michael Delfino is Director of Taft Hartley Services of Pinnacle Associates, LTD., a New York investment adviser managing $10.4B. Michael Delfino has been registered through Pinnacle Associates since 14 September 2021 and has 5 years in the industry across 1 firm.

Role at Pinnacle Associates

Title on Schedule A
Director of Taft Hartley Services
Control
Michael Delfino is not a control person of Pinnacle Associates.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Delfino has held the filed role since January 2005.

The firm

Pinnacle Associates, LTD.
New York, NY

Form ADV filed 26 March 2026

$10.4B AUM2,325 clients33 advisers9 offices

Career on record

Michael Delfino has been registered through Pinnacle Associates since September 2021.

Firms and exams, newest first
  1. Pinnacle Associates, Ltd.Current
    – present · 5 years
    Tarrytown, NY · Adviser representative · Firm CRD 110631

Registrations and exams

Michael Delfino has a current investment-adviser registration in New York and has passed 0 qualifying exams.

New York14 September 2021
Scope
Investment adviser representative
Status
Approved

Examinations

No examinations are on Michael Delfino’s record.

Individual record

Full name
Michael Francis Delfino
CRD
2478229
Firm
Pinnacle Associates, LTD.
Registration status
Investment adviser registration
Office
120 White Plains Road, Suite 112, Tarrytown, NY 10591
Firm bio
pinnacle-associates.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Pinnacle Associates’ current team page lists Michael Delfino as Director of Taft Hartley Services. Pinnacle Associates team page

Common questions

Where does Michael Delfino work?

Michael Delfino has been Director of Taft Hartley Services of Pinnacle Associates, LTD. since January 2005.

Source: Form ADV, Schedule A, filed 26 March 2026

Is Michael Delfino a financial advisor?

Yes. Michael Delfino has a current investment-adviser registration in New York, through Pinnacle Associates since September 2021, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Michael Delfino have?

Michael Delfino has worked in the financial industry for 5 years as of 17 October 2026, counted from 13 September 2021, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

Where is Michael Delfino based?

Michael Delfino’s registered office is in Tarrytown, NY.

Source: IAPD individual record, checked 17 October 2026

Leadership at Pinnacle Associates

  • Scott Brown
    President
  • Donald Dowd
    Vice President
  • James Ferrare
    Executive Vice President
  • Eric Freedgood
    Vice President
  • King Harris
    Senior Vice President
  • Joel Heyman
    Senior Vice President/Director of Operations
  • Peter Marron
    Executive Vice President
  • John Passios
    Executive Vice President
  • Kimon Passios
    Executive Vice President
  • Paul Lagermasini
    Chief Financial Officer
  • Joseph Shea
    Chief Compliance Officer
  • John Bocock
    Senior Portfolio Manager
  • Timothy Piacentini
    Senior Portfolio Manager
  • Harold Stein
    Senior Portfolio Manager
  • Susan Root
    Senior Account Administrator

Sources

  1. IAPD individual record, CRD 2478229. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Pinnacle Associates, LTD., filed 26 March 2026. Title, control and ownership bands.
  3. Pinnacle Associates team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Delfino or Pinnacle Associates, LTD. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.