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Kimon Passios

Executive Vice President at Pinnacle Associates

Investment adviser registrationSEC record checked 17 October 2026

12
Years in the industry
12
Years at the firm
1
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Kimon Passios is Executive Vice President of Pinnacle Associates, LTD., a New York investment adviser managing $10.4B. Kimon Passios has been registered through Pinnacle Associates since 11 February 2014, has 12 years in the industry across 1 firm and has passed the Series 65.

Role at Pinnacle Associates

Title on Schedule A
Executive Vice President
Control
Kimon Passios is a control person of Pinnacle Associates.
Ownership
The filed direct ownership band is 10% to 25%.
Tenure
Kimon Passios has held the filed role since May 1996.

The firm

Pinnacle Associates, LTD.
New York, NY

Form ADV filed 26 March 2026

$10.4B AUM2,325 clients33 advisers9 offices

Career on record

Kimon Passios has been registered through Pinnacle Associates since February 2014.

Firms and exams, newest first
  1. Pinnacle Associates, Ltd.Current
    – present · 13 years
    , · Adviser representative · Firm CRD 110631
  2. Passed Series 65 · 1997

Registrations and exams

Kimon Passios has a current investment-adviser registration in Connecticut and New York and has passed 1 qualifying exam.

Connecticut11 February 2014
Scope
Investment adviser representative
Status
Approved
New York4 September 2021
Scope
Investment adviser representative
Status
Approved

Examinations

Series 659 January 1997
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Kimon Passios
CRD
2844957
Firm
Pinnacle Associates, LTD.
Registration status
Investment adviser registration
Firm bio
pinnacle-associates.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Pinnacle Associates’ current team page lists Kimon Passios as Board Member and Executive Vice President. Pinnacle Associates team page

Common questions

Where does Kimon Passios work?

Kimon Passios has been Executive Vice President of Pinnacle Associates, LTD. since May 1996, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 March 2026

Is Kimon Passios a financial advisor?

Yes. Kimon Passios has a current investment-adviser registration in Connecticut and New York, through Pinnacle Associates since February 2014, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Kimon Passios have?

Kimon Passios has worked in the financial industry for 12 years as of 17 October 2026, counted from 10 February 2014, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Kimon Passios passed?

Kimon Passios passed the Series 65 in January 1997.

Source: IAPD individual record, checked 17 October 2026

Leadership at Pinnacle Associates

  • Scott Brown
    President
  • Donald Dowd
    Vice President
  • James Ferrare
    Executive Vice President
  • Eric Freedgood
    Vice President
  • King Harris
    Senior Vice President
  • Joel Heyman
    Senior Vice President/Director of Operations
  • Peter Marron
    Executive Vice President
  • John Passios
    Executive Vice President
  • Paul Lagermasini
    Chief Financial Officer
  • Joseph Shea
    Chief Compliance Officer
  • John Bocock
    Senior Portfolio Manager
  • Michael Delfino
    Director of Taft Hartley Services
  • Timothy Piacentini
    Senior Portfolio Manager
  • Harold Stein
    Senior Portfolio Manager
  • Susan Root
    Senior Account Administrator

Sources

  1. IAPD individual record, CRD 2844957. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Pinnacle Associates, LTD., filed 26 March 2026. Title, control and ownership bands.
  3. Pinnacle Associates team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kimon Passios or Pinnacle Associates, LTD. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.