Role at Pinnacle Associates
- Title on Schedule A
- Vice President
- Control
- Donald Dowd is not a control person of Pinnacle Associates.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Donald Dowd has held the filed role since October 2006.
The firm
Form ADV filed 26 March 2026
Career on record
Donald Dowd has been registered through Pinnacle Associates since September 2021.
- Pinnacle Associates, Ltd.Current– present · 5 yearsNew York, NY · Adviser representative · Firm CRD 110631
- Passed Series 65 · 2003
- Passed Series 55 · 2000
- Passed Series 63 · 1989
- Passed Series 7 · 1988
Registrations and exams
Donald Dowd has a current investment-adviser registration in New York and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 14 September 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 May 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 March 1989 |
| Series 55 | Limited Representative-Equity Trader Exam | 18 April 2000 |
| Series 7 | General Securities Representative Examination | 17 December 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
Individual record
- Full name
- Donald Maurer Dowd
- CRD
- 1870120
- Registration status
- Investment adviser registration
- Office
- 286 MADISON AVENUE, 20TH FLOOR, New York, NY 10017
- Firm bio
- pinnacle-associates.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Pinnacle Associates’ current team page lists Donald Dowd as Portfolio Manager. Pinnacle Associates team page
Common questions
Where does Donald Dowd work?
Donald Dowd has been Vice President of Pinnacle Associates, LTD. since October 2006.
Is Donald Dowd a financial advisor?
Yes. Donald Dowd has a current investment-adviser registration in New York, through Pinnacle Associates since September 2021, as of 17 October 2026.
How many years of experience does Donald Dowd have?
Donald Dowd has worked in the financial industry for 5 years as of 17 October 2026, counted from 13 September 2021, across 1 adviser firm.
What exams has Donald Dowd passed?
Donald Dowd has passed 4 licensing exams: the Series 7, Series 63, Series 55 and Series 65. The earliest, the Series 7, was passed in December 1988.
Where is Donald Dowd based?
Donald Dowd’s registered office is in New York, NY.
Leadership at Pinnacle Associates
- Scott BrownPresident
- James FerrareExecutive Vice President
- Eric FreedgoodVice President
- King HarrisSenior Vice President
- Joel HeymanSenior Vice President/Director of Operations
- Peter MarronExecutive Vice President
- John PassiosExecutive Vice President
- Kimon PassiosExecutive Vice President
- Paul LagermasiniChief Financial Officer
- Joseph SheaChief Compliance Officer
- John BocockSenior Portfolio Manager
- Michael DelfinoDirector of Taft Hartley Services
- Timothy PiacentiniSenior Portfolio Manager
- Harold SteinSenior Portfolio Manager
- Susan RootSenior Account Administrator