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John Bocock

Senior Portfolio Manager at Pinnacle Associates

Investment adviser registrationRichmond, VASEC record checked 17 October 2026

26
Years in the industry
3
Years at the firm
3
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

John Bocock is Senior Portfolio Manager of Pinnacle Associates, LTD., a New York investment adviser managing $10.4B. John Bocock has been registered through Pinnacle Associates since 18 May 2023, has 26 years in the industry across 3 firms and has passed the Series 65.

Role at Pinnacle Associates

Title on Schedule A
Senior Portfolio Manager
Control
John Bocock is not a control person of Pinnacle Associates.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Bocock has held the filed role since May 2024.

The firm

Pinnacle Associates, LTD.
New York, NY

Form ADV filed 26 March 2026

$10.4B AUM2,325 clients33 advisers9 offices

Career on record

John Bocock has been registered through Pinnacle Associates since May 2023, and before that through Dynamis Advisors, LLC.

Firms and exams, newest first
  1. Pinnacle Associates, Ltd.Current
    – present · 3 years
    Richmond, VA · Adviser representative · Firm CRD 110631
  2. Dynamis Advisors, LLC
    – · 9 years
    Richmond, VA · Adviser representative · Firm CRD 136361
  3. Investment Management Of Virginia, LLC
    – · 23 years
    Charlottesville, VA · Adviser representative · Firm CRD 108687
  4. Passed Series 65 · 1997

Registrations and exams

John Bocock has a current investment-adviser registration in Virginia and has passed 1 qualifying exam.

Virginia18 May 2023
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6519 February 1997
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
John Holmes Bocock
CRD
2856099
Firm
Pinnacle Associates, LTD.
Registration status
Investment adviser registration
Office
7231 Forest Avenue, Suite 204, Richmond, VA 23226
Firm bio
pinnacle-associates.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Pinnacle Associates’ current team page lists John H. Bocock as Portfolio Manager. Pinnacle Associates team page

Common questions

Where does John Bocock work?

John Bocock has been Senior Portfolio Manager of Pinnacle Associates, LTD. since May 2024.

Source: Form ADV, Schedule A, filed 26 March 2026

Is John Bocock a financial advisor?

Yes. John Bocock has a current investment-adviser registration in Virginia, through Pinnacle Associates since May 2023, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does John Bocock have?

John Bocock has worked in the financial industry for 26 years as of 17 October 2026, counted from 2 August 2000, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has John Bocock passed?

John Bocock passed the Series 65 in February 1997.

Source: IAPD individual record, checked 17 October 2026

Where did John Bocock work before Pinnacle Associates?

Before Pinnacle Associates, John Bocock was registered through Dynamis Advisors, LLC, March 2007 to May 2016.

Source: IAPD individual record, checked 17 October 2026

Where is John Bocock based?

John Bocock’s registered office is in Richmond, VA.

Source: IAPD individual record, checked 17 October 2026

Leadership at Pinnacle Associates

Sources

  1. IAPD individual record, CRD 2856099. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Pinnacle Associates, LTD., filed 26 March 2026. Title, control and ownership bands.
  3. Pinnacle Associates team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Bocock or Pinnacle Associates, LTD. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.