Role at Edward D. Jones & Co.
- Title on Schedule A
- Chief Executive Officer
- Control
- Penelope Pennington is a control person of Edward D. Jones & Co..
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Penelope Pennington has held the filed role since January 2019.
The firm
Form ADV filed 25 September 2026
Career on record
Penelope Pennington has been registered through Edward D. Jones & Co. since April 2007.
- Passed SIE · 2018
- Passed Series 66 · 2007
- Passed Series 24 · 2006
- Passed Series 7 and Series 63 · 1999
Registrations and exams
Penelope Pennington has a current investment-adviser registration in Missouri and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Missouri | Investment adviser representative | Approved | 4 April 2007 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 April 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 December 1999 |
| Series 24 | General Securities Principal Examination | 16 February 2006 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 30 November 1999 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Penelope Pennington
- CRD
- 4037237
- Registration status
- Investment adviser and broker registrations
- Office
- 12555 MANCHESTER ROAD, St. Louis, MO 63131
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Penelope Pennington work?
Penelope Pennington has been Chief Executive Officer of Edward D. Jones & Co., L.P. since January 2019, and is a control person of the firm.
Is Penelope Pennington a financial advisor?
Yes. Penelope Pennington has a current investment-adviser registration in Missouri, through Edward D. Jones & Co. since April 2007, as of 17 October 2026.
How many years of experience does Penelope Pennington have?
Penelope Pennington has worked in the financial industry for 26 years as of 17 October 2026, counted from 5 December 1999, across 1 adviser firm.
What exams has Penelope Pennington passed?
Penelope Pennington has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 66 and SIE. The earliest, the Series 7, was passed in November 1999.
Where is Penelope Pennington based?
Penelope Pennington’s registered office is in St. Louis, MO.
Leadership at Edward D. Jones & Co.
- Andrew Timothy MiedlerChief Financial Officer
- Kristin Michele JohnsonChief Operating Officer
- Jennifer A GregoChief Compliance Officer - Broker/Dealer
- Elizabeth E O'HanlonChief Compliance Officer - Investment Advisor
- David ChubakHead of Wealth Management & Field Management
- Keir Devon GumbsChief Legal Officer
- David Alexander GunnHead of U.S. Business Unit
- Joseph Lawrence KlockeCo-Head of Supervision
- Todd Judson PurdyHead of Operations
- Casey John WhalleyCo-Head of Supervision